Empery Asset Management, LP Quant / Systematic

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XFOR	X4 Pharmaceuticals Inc	8,951,105	$35,804	31.6%	$3.63	0.0%	COM NEW	98420X202
IMRX	Immuneering Corp	2,674,950	$17,601	15.5%	$6.42	0.0%	CLASS A COM	45254E107
EMPD	Empery Digital Inc	2,930,345	$13,377	11.8%	$5.85	0.0%	COM NEW	92864V608
IMPP	Imperial Pete Inc	3,182,951	$11,522	10.2%	$4.92	0.0%	COM NEW	Y3894J187
DTIL	Precision BioSciences Inc	2,194,635	$9,130	8.1%	$5.68	0.0%	COM NEW	74019P207
ADUR	Aduro Clean Technologies Inc	571,046	$5,916	5.2%	$13.18	0.0%	COM NEW	007408206
TNYA	Tenaya Therapeutics Inc	5,414,101	$3,852	3.4%	$1.36	0.0%	COM	87990A106
CRML	Critical Metals Corp	491,460	$3,411	3.0%	$10.90	0.0%	PUBCO ORD SHS	G2662B103
EOSE	Eos Energy Enterprises Inc	249,726	$2,862	2.5%	$14.37	0.0%	COM CL A	29415C101
SRZN	Surrozen Inc	103,974	$2,350	2.1%	$16.18	0.0%	COM NEW	86889P208
TLPH	Talphera Inc	1,333,497	$1,520	1.3%	$1.21	0.0%	COM NEW	00444T209
KZIA	Kazia Therapeutics Ltd	170,000	$1,171	1.0%	$6.89	—	SPONSORED ADS	48669G303
PROF	Profound Med Corp	143,532	$1,130	1.0%	$6.43	0.0%	COM NEW	74319B502
RBNE	Robin Energy Ltd	301,072	$882	0.8%	$5.03	0.0%	ORD SHS NEW	Y73118112
—	Super League Enterprise Inc	1,249,989	$763	0.7%	$0.61	—	COM NEW	86804F400
XLO	Xilio Therapeutics Inc	1,183,040	$757	0.7%	$0.75	0.0%	COM	98422T100
BNTC	Benitec Biopharma Inc	55,440	$747	0.7%	$13.83	0.0%	COM NEW	08205P209
BCTXZ	Briacell Therapeutics Corp	666,600	$193	0.2%	$0.29	—	*W EXP 99/99/999	107930117
ALUR	Allurion Technologies Inc	59,881	$74	0.1%	$1.68	0.0%	COMMON STOCK	02008G201
TARA	Protara Therapeutics Inc	12,832	$68	0.1%	$5.56	0.0%	COM STK	74365U107
RTACW	Renatus Tactical Acquis	50,000	$41	0.0%	$0.81	—	*W EXP 05/15/203	G7490F127
MDAIW	Spectral AI Inc	33,336	$15	0.0%	$0.45	—	*W EXP 99/99/999	84757T113
MDCXW	Medicus Pharma Ltd	12,100	$10	0.0%	$0.80	—	*W EXP 11/15/202	58471K111

Exited Positions (80)

— 89BIO INC 2.0%

Value ($000) $2,316 Shares 400,000 Est. Cost $3.22 Unrealized —

— UNITY BIOTECHNOLOGY INC 1.5%

Value ($000) $1,743 Shares 4,411,645 Est. Cost $0.40 Unrealized —

— FAT BRANDS INC 1.3%

Value ($000) $1,453 Shares 281,598 Est. Cost $6.71 Unrealized —

— GREENWAVE TECHNOLOGY SOLUTIO 0.9%

Value ($000) $1,071 Shares 618,844 Est. Cost $1.73 Unrealized —

POLWQ POLISHED COM INC 0.9%

Value ($000) $988 Shares 7,901,165 Est. Cost $1.05 Unrealized —

— SOBR SAFE INC 0.6%

Value ($000) $666 Shares 248,430 Est. Cost $2.68 Unrealized —

— MIND MEDICINE MINDMED INC 0.6%

Value ($000) $656 Shares 187,500 Est. Cost $3.50 Unrealized —

TCBWF TC BIOPHARM HOLDINGS PLC 0.6%

Value ($000) $653 Shares 2,823,528 Est. Cost $0.49 Unrealized —

SLS SELLAS LIFE SCIENCES GROUP I 0.5%

Value ($000) $623 Shares 308,466 Est. Cost $2.93 Unrealized -33.7%

MDNAF MEDICENNA THERAPEUTICS CORP 0.4%

Value ($000) $489 Shares 589,316 Est. Cost $1.13 Unrealized -20.9%

— HARBOR CUSTOM DEVELOPMENT IN 0.4%

Value ($000) $487 Shares 2,778,907 Est. Cost $0.26 Unrealized —

— HAGERTY INC 0.4%

Value ($000) $438 Shares 178,758 Est. Cost $4.39 Unrealized —

— SURROZEN INC 0.4%

Value ($000) $436 Shares 215,942 Est. Cost $6.44 Unrealized —

— ATHENEX INC 0.3%

Value ($000) $391 Shares 1,452,103 Est. Cost $0.27 Unrealized —

— SURGEPAYS INC 0.3%

Value ($000) $367 Shares 286,495 Est. Cost $0.28 Unrealized —

— BENITEC BIOPHARMA INC 0.3%

Value ($000) $296 Shares 796,837 Est. Cost $0.37 Unrealized —

— WEARABLE DEVICES LTD 0.3%

Value ($000) $295 Shares 1,411,600 Est. Cost $0.21 Unrealized —

STSSW SHARPS TECHNOLOGY INC 0.3%

Value ($000) $291 Shares 829,851 Est. Cost $0.28 Unrealized —

— WEARABLE DEVICES LTD 0.2%

Value ($000) $255 Shares 289,600 Est. Cost $0.88 Unrealized —

BTCT METEN HOLDING GROUP LTD 0.2%

Value ($000) $208 Shares 577,231 Est. Cost $0.36 Unrealized —

— CODIAK BIOSCIENCES INC 0.2%

Value ($000) $186 Shares 237,943 Est. Cost $0.78 Unrealized —

— LIGHTNING EMOTORS INC 0.1%

Value ($000) $135 Shares 676,381 Est. Cost $1.21 Unrealized —

ARBEW ARBE ROBOTICS LTD 0.1%

Value ($000) $123 Shares 189,904 Est. Cost $1.19 Unrealized —

CINGW CINGULATE INC 0.1%

Value ($000) $110 Shares 500,000 Est. Cost $0.14 Unrealized —

PETVW PETVIVO HOLDINGS INC 0.1%

Value ($000) $84 Shares 193,290 Est. Cost $0.62 Unrealized —

— PINEAPPLE ENERGY INC 0.1%

Value ($000) $79 Shares 90,912 Est. Cost $0.87 Unrealized —

— LEXARIA BIOSCIENCE CORP 0.1%

Value ($000) $74 Shares 126,215 Est. Cost $1.53 Unrealized —

— DIRECT DIGITAL HOLDINGS INC 0.1%

Value ($000) $73 Shares 270,000 Est. Cost $0.72 Unrealized —

PXSAW PYXIS TANKERS INC 0.1%

Value ($000) $67 Shares 151,865 Est. Cost $0.21 Unrealized —

AUUDW AUDDIA INC 0.1%

Value ($000) $66 Shares 150,000 Est. Cost $0.47 Unrealized —

— TROIKA MEDIA GROUP INC 0.1%

Value ($000) $62 Shares 182,200 Est. Cost $0.34 Unrealized —

— PEPPERLIME HEALTH ACQUSTN CO 0.1%

Value ($000) $59 Shares 740,000 Est. Cost $0.47 Unrealized —

— WORKSPORT LTD 0.1%

Value ($000) $57 Shares 193,370 Est. Cost $0.93 Unrealized —

SVREW SAVERONE 2014 LTD 0.0%

Value ($000) $54 Shares 181,500 Est. Cost $0.35 Unrealized —

BEATW HEARTBEAM INC 0.0%

Value ($000) $53 Shares 90,000 Est. Cost $0.72 Unrealized —

BFRIW BIOFRONTERA INC 0.0%

Value ($000) $45 Shares 75,000 Est. Cost $3.60 Unrealized —

— GOLD ROYALTY CORP 0.0%

Value ($000) $42 Shares 112,000 Est. Cost $1.03 Unrealized —

ACONW ACLARION INC 0.0%

Value ($000) $42 Shares 110,000 Est. Cost $0.36 Unrealized —

CELUW CELULARITY INC 0.0%

Value ($000) $39 Shares 100,972 Est. Cost $0.57 Unrealized —

— NLS PHARMACEUTICALS LTD 0.0%

Value ($000) $38 Shares 150,000 Est. Cost $0.25 Unrealized —

— ADARA ACQUISITION CORP 0.0%

Value ($000) $36 Shares 190,431 Est. Cost $0.32 Unrealized —

GFAIW GUARDFORCE AI CO LTD 0.0%

Value ($000) $36 Shares 301,563 Est. Cost $0.01 Unrealized —

— ASSURE HLDGS CORP 0.0%

Value ($000) $36 Shares 56,264 Est. Cost $0.64 Unrealized —

AMPGW AMPLITECH GROUP INC 0.0%

Value ($000) $32 Shares 71,709 Est. Cost $1.27 Unrealized —

— MOUNT RAINIER ACQUISITION CO 0.0%

Value ($000) $29 Shares 190,764 Est. Cost $0.25 Unrealized —

— GIGINTERNATIONAL1 INC 0.0%

Value ($000) $24 Shares 297,796 Est. Cost $0.61 Unrealized —

— HARBOR CUSTOM DEVELOPMENT IN 0.0%

Value ($000) $23 Shares 115,814 Est. Cost $0.30 Unrealized —

— NEXALIN TECHNOLOGY INC 0.0%

Value ($000) $22 Shares 120,000 Est. Cost $0.18 Unrealized —

— GREENLIGHT BIOSCIENCS HLDS P 0.0%

Value ($000) $21 Shares 93,837 Est. Cost $0.77 Unrealized —

— CYCLO THERAPEUTICS INC 0.0%

Value ($000) $21 Shares 61,399 Est. Cost $2.51 Unrealized —

— CC NEUBERGER PRINCIPAL HOLDN 0.0%

Value ($000) $20 Shares 110,014 Est. Cost $1.09 Unrealized —

SQLLW SEQLL INC 0.0%

Value ($000) $20 Shares 235,000 Est. Cost $0.08 Unrealized —

ONFOW ONFOLIO HOLDINGS INC 0.0%

Value ($000) $19 Shares 100,000 Est. Cost $0.19 Unrealized —

— BONE BIOLOGICS CORP 0.0%

Value ($000) $18 Shares 140,471 Est. Cost $0.70 Unrealized —

DRMAW DERMATA THERAPEUTICS INC 0.0%

Value ($000) $17 Shares 175,000 Est. Cost $0.43 Unrealized —

IVDAW IVEDA SOLUTIONS INC 0.0%

Value ($000) $16 Shares 100,000 Est. Cost $0.23 Unrealized —

— OPY ACQUISITION CORP I 0.0%

Value ($000) $16 Shares 148,800 Est. Cost $0.50 Unrealized —

— KUBIENT INC 0.0%

Value ($000) $15 Shares 80,000 Est. Cost $0.86 Unrealized —

— BIOCARDIA INC 0.0%

Value ($000) $15 Shares 18,459 Est. Cost $1.08 Unrealized —

— TG VENTURE ACQUISITION CORP 0.0%

Value ($000) $14 Shares 238,428 Est. Cost $0.42 Unrealized —

— QUALTEK SERVICES INC 0.0%

Value ($000) $11 Shares 41,773 Est. Cost $0.57 Unrealized —

REVBW REVELATION BIOSCIENCES INC 0.0%

Value ($000) $10 Shares 233,382 Est. Cost $0.13 Unrealized —

— VELODYNE LIDAR INC 0.0%

Value ($000) $8 Shares 18,968 Est. Cost $0.75 Unrealized —

CTSWF CACTUS ACQUISITION CORP I LT 0.0%

Value ($000) $7 Shares 95,459 Est. Cost $0.17 Unrealized —

— BOA ACQUISITION CORP 0.0%

Value ($000) $7 Shares 31,810 Est. Cost $0.54 Unrealized —

— GOLDEN ARROW MERGER CORP 0.0%

Value ($000) $7 Shares 126,665 Est. Cost $0.51 Unrealized —

SBFMW SUNSHINE BIOPHARMA INC 0.0%

Value ($000) $7 Shares 14,986 Est. Cost $0.99 Unrealized —

BRSWF BRUUSH ORAL CARE INC 0.0%

Value ($000) $6 Shares 20,495 Est. Cost $0.29 Unrealized —

— ORION BIOTECH OPPORTUNTES CO 0.0%

Value ($000) $5 Shares 39,700 Est. Cost $1.15 Unrealized —

— KASPIEN HOLDINGS INC 0.0%

Value ($000) $5 Shares 3,112 Est. Cost $1.61 Unrealized —

AREBW AMERICAN REBEL HOLDINGS INC 0.0%

Value ($000) $4 Shares 60,240 Est. Cost $0.35 Unrealized —

— G SQUARED ASCEND I INC 0.0%

Value ($000) $3 Shares 40,296 Est. Cost $0.82 Unrealized —

— TURMERIC ACQUISITION CORP 0.0%

Value ($000) $3 Shares 99,999 Est. Cost $0.62 Unrealized —

— LUMIRADX LTD 0.0%

Value ($000) $3 Shares 23,799 Est. Cost $1.72 Unrealized —

— ROSECLIFF ACQUISITION CORP I 0.0%

Value ($000) $2 Shares 33,336 Est. Cost $0.77 Unrealized —

— NORTHERN GENESIS ACQU CORP I 0.0%

Value ($000) $2 Shares 70,656 Est. Cost $0.92 Unrealized —

SWVLW SWVL HOLDINGS CORP 0.0%

Value ($000) $1 Shares 48,382 Est. Cost $0.45 Unrealized —

— MDH ACQUISITION CORP 0.0%

Value ($000) $1 Shares 37,500 Est. Cost $0.45 Unrealized —

— NOBLE ROCK ACQUISITION CORP 0.0%

Value ($000) $1 Shares 15,961 Est. Cost $0.25 Unrealized —

— CLASS ACCELERATION CORP 0.0%

Value ($000) $1 Shares 50,000 Est. Cost $0.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	89BIO INC	400,000	$2,316	2.0%	$3.22	—	—	282559103
—	UNITY BIOTECHNOLOGY INC	4,411,645	$1,743	1.5%	$0.40	—	—	91381U101
—	FAT BRANDS INC	281,598	$1,453	1.3%	$6.71	—	—	30258N121
—	GREENWAVE TECHNOLOGY SOLUTIO	618,844	$1,071	0.9%	$1.73	—	—	57630J304
POLWQ	POLISHED COM INC	7,901,165	$988	0.9%	$1.05	—	—	28252C117
—	SOBR SAFE INC	248,430	$666	0.6%	$2.68	—	—	833592207
—	MIND MEDICINE MINDMED INC	187,500	$656	0.6%	$3.50	—	—	60255C885
TCBWF	TC BIOPHARM HOLDINGS PLC	2,823,528	$653	0.6%	$0.49	—	—	87807D111
SLS	SELLAS LIFE SCIENCES GROUP I	308,466	$623	0.5%	$2.93	-33.7%	—	81642T209
MDNAF	MEDICENNA THERAPEUTICS CORP	589,316	$489	0.4%	$1.13	-20.9%	—	58490H107
—	HARBOR CUSTOM DEVELOPMENT IN	2,778,907	$487	0.4%	$0.26	—	—	41150T124
—	HAGERTY INC	178,758	$438	0.4%	$4.39	—	—	405166117
—	SURROZEN INC	215,942	$436	0.4%	$6.44	—	—	86889P109
—	ATHENEX INC	1,452,103	$391	0.3%	$0.27	—	—	04685N103
—	SURGEPAYS INC	286,495	$367	0.3%	$0.28	—	—	86882L113
—	BENITEC BIOPHARMA INC	796,837	$296	0.3%	$0.37	—	—	08205P100
—	WEARABLE DEVICES LTD	1,411,600	$295	0.3%	$0.21	—	—	M97838110
STSSW	SHARPS TECHNOLOGY INC	829,851	$291	0.3%	$0.28	—	—	82003F119
—	WEARABLE DEVICES LTD	289,600	$255	0.2%	$0.88	—	—	M97838102
BTCT	METEN HOLDING GROUP LTD	577,231	$208	0.2%	$0.36	—	—	G6055H148
—	CODIAK BIOSCIENCES INC	237,943	$186	0.2%	$0.78	—	—	192010106
—	LIGHTNING EMOTORS INC	676,381	$135	0.1%	$1.21	—	—	53228T119
ARBEW	ARBE ROBOTICS LTD	189,904	$123	0.1%	$1.19	—	—	M1R95N118
CINGW	CINGULATE INC	500,000	$110	0.1%	$0.14	—	—	17248W113
PETVW	PETVIVO HOLDINGS INC	193,290	$84	0.1%	$0.62	—	—	716817119
—	PINEAPPLE ENERGY INC	90,912	$79	0.1%	$0.87	—	—	72303P107
—	LEXARIA BIOSCIENCE CORP	126,215	$74	0.1%	$1.53	—	—	52886N117
—	DIRECT DIGITAL HOLDINGS INC	270,000	$73	0.1%	$0.72	—	—	25461T113
PXSAW	PYXIS TANKERS INC	151,865	$67	0.1%	$0.21	—	—	Y71726122
AUUDW	AUDDIA INC	150,000	$66	0.1%	$0.47	—	—	05072K115
—	TROIKA MEDIA GROUP INC	182,200	$62	0.1%	$0.34	—	—	89689F305
—	PEPPERLIME HEALTH ACQUSTN CO	740,000	$59	0.1%	$0.47	—	—	G70021111
—	WORKSPORT LTD	193,370	$57	0.1%	$0.93	—	—	98139Q118
SVREW	SAVERONE 2014 LTD	181,500	$54	0.0%	$0.35	—	—	80516T113
BEATW	HEARTBEAM INC	90,000	$53	0.0%	$0.72	—	—	42238H116
BFRIW	BIOFRONTERA INC	75,000	$45	0.0%	$3.60	—	—	09077D118
—	GOLD ROYALTY CORP	112,000	$42	0.0%	$1.03	—	—	38071H114
ACONW	ACLARION INC	110,000	$42	0.0%	$0.36	—	—	655187110
CELUW	CELULARITY INC	100,972	$39	0.0%	$0.57	—	—	151190113
—	NLS PHARMACEUTICALS LTD	150,000	$38	0.0%	$0.25	—	—	H57830111
—	ADARA ACQUISITION CORP	190,431	$36	0.0%	$0.32	—	—	00653H110
GFAIW	GUARDFORCE AI CO LTD	301,563	$36	0.0%	$0.01	—	—	G4236L120
—	ASSURE HLDGS CORP	56,264	$36	0.0%	$0.64	—	—	04625J204
AMPGW	AMPLITECH GROUP INC	71,709	$32	0.0%	$1.27	—	—	03211Q119
—	MOUNT RAINIER ACQUISITION CO	190,764	$29	0.0%	$0.25	—	—	623006111
—	GIGINTERNATIONAL1 INC	297,796	$24	0.0%	$0.61	—	—	37518W114
—	HARBOR CUSTOM DEVELOPMENT IN	115,814	$23	0.0%	$0.30	—	—	41150T116
—	NEXALIN TECHNOLOGY INC	120,000	$22	0.0%	$0.18	—	—	65345B110
—	GREENLIGHT BIOSCIENCS HLDS P	93,837	$21	0.0%	$0.77	—	—	39536G113
—	CYCLO THERAPEUTICS INC	61,399	$21	0.0%	$2.51	—	—	23254X110
—	CC NEUBERGER PRINCIPAL HOLDN	110,014	$20	0.0%	$1.09	—	—	G1992N126
SQLLW	SEQLL INC	235,000	$20	0.0%	$0.08	—	—	81734C114
ONFOW	ONFOLIO HOLDINGS INC	100,000	$19	0.0%	$0.19	—	—	68277K124
—	BONE BIOLOGICS CORP	140,471	$18	0.0%	$0.70	—	—	098070113
DRMAW	DERMATA THERAPEUTICS INC	175,000	$17	0.0%	$0.43	—	—	249845116
IVDAW	IVEDA SOLUTIONS INC	100,000	$16	0.0%	$0.23	—	—	46583A113
—	OPY ACQUISITION CORP I	148,800	$16	0.0%	$0.50	—	—	671005114
—	KUBIENT INC	80,000	$15	0.0%	$0.86	—	—	50116V115
—	BIOCARDIA INC	18,459	$15	0.0%	$1.08	—	—	09060U119
—	TG VENTURE ACQUISITION CORP	238,428	$14	0.0%	$0.42	—	—	87251T117
—	QUALTEK SERVICES INC	41,773	$11	0.0%	$0.57	—	—	74760R113
REVBW	REVELATION BIOSCIENCES INC	233,382	$10	0.0%	$0.13	—	—	76135L119
—	VELODYNE LIDAR INC	18,968	$8	0.0%	$0.75	—	—	92259F119
CTSWF	CACTUS ACQUISITION CORP I LT	95,459	$7	0.0%	$0.17	—	—	G1745A124
—	BOA ACQUISITION CORP	31,810	$7	0.0%	$0.54	—	—	05601A117
—	GOLDEN ARROW MERGER CORP	126,665	$7	0.0%	$0.51	—	—	380799114
SBFMW	SUNSHINE BIOPHARMA INC	14,986	$7	0.0%	$0.99	—	—	867781502
BRSWF	BRUUSH ORAL CARE INC	20,495	$6	0.0%	$0.29	—	—	11750K120
—	ORION BIOTECH OPPORTUNTES CO	39,700	$5	0.0%	$1.15	—	—	G6780C117
—	KASPIEN HOLDINGS INC	3,112	$5	0.0%	$1.61	—	—	485837108
AREBW	AMERICAN REBEL HOLDINGS INC	60,240	$4	0.0%	$0.35	—	—	02919L117
—	G SQUARED ASCEND I INC	40,296	$3	0.0%	$0.82	—	—	G4204R117
—	TURMERIC ACQUISITION CORP	99,999	$3	0.0%	$0.62	—	—	G9127T124
—	LUMIRADX LTD	23,799	$3	0.0%	$1.72	—	—	G5709L117
—	ROSECLIFF ACQUISITION CORP I	33,336	$2	0.0%	$0.77	—	—	77732R111
—	NORTHERN GENESIS ACQU CORP I	70,656	$2	0.0%	$0.92	—	—	66516W115
SWVLW	SWVL HOLDINGS CORP	48,382	$1	0.0%	$0.45	—	—	G86302117
—	MDH ACQUISITION CORP	37,500	$1	0.0%	$0.45	—	—	55283P114
—	NOBLE ROCK ACQUISITION CORP	15,961	$1	0.0%	$0.25	—	—	G6546R119
—	CLASS ACCELERATION CORP	50,000	$1	0.0%	$0.50	—	—	18274B114

Decreased Positions (4)

NTRBW Nutriband Inc 0.1%

Value ($000) $65 (-76.9%) Shares 40,218 (-42.5%) Est. Cost $3.60 Unrealized —

PCTTW Purecycle Technologies Inc 0.0%

Value ($000) $11 (-83.6%) Shares 14,477 (-27.7%) Est. Cost $3.62 Unrealized —

FGIWW FGI Industries Ltd 0.0%

Value ($000) $4 (-89.8%) Shares 83,928 (-18.1%) Est. Cost $0.66 Unrealized —

NRSNW Neurosense Therapeutics Ltd 0.0%

Value ($000) $36 (-23.1%) Shares 100,402 (-37.2%) Est. Cost $0.09 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NTRBW	Nutriband Inc	40,218 (-42.5%)	$65 (-76.9%)	0.1%	$3.60	—	*W EXP 99/99/999	67092M125
PCTTW	Purecycle Technologies Inc	14,477 (-27.7%)	$11 (-83.6%)	0.0%	$3.62	—	*W EXP 03/17/202	74623V111
FGIWW	FGI Industries Ltd	83,928 (-18.1%)	$4 (-89.8%)	0.0%	$0.66	—	*W EXP 99/99/999	G3302D111
NRSNW	Neurosense Therapeutics Ltd	100,402 (-37.2%)	$36 (-23.1%)	0.0%	$0.09	—	*W EXP 11/10/202	M74240116

Unchanged Positions (4)

JFBRW Jeffs Brands Ltd 0.0%

Value ($000) $4 Shares 360,577 Est. Cost $0.17 Unrealized —

BNCWW CEA Industries Inc 0.0%

Value ($000) $28 Shares 500,000 Est. Cost $0.67 Unrealized —

MTEKW Maris Tech Ltd 0.0%

Value ($000) $36 Shares 297,600 Est. Cost $0.30 Unrealized —

NXGLW Nexgel Inc 0.0%

Value ($000) $22 Shares 90,000 Est. Cost $0.97 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
JFBRW	Jeffs Brands Ltd	360,577	$4	0.0%	$0.17	—	*W EXP 99/99/999	M61472110
BNCWW	CEA Industries Inc	500,000	$28	0.0%	$0.67	—	*W EXP 02/11/202	86887P119
MTEKW	Maris Tech Ltd	297,600	$36	0.0%	$0.30	—	*W EXP 02/04/202	M68057112
NXGLW	Nexgel Inc	90,000	$22	0.0%	$0.97	—	*W EXP 12/27/202	65344E115