ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

Location: Mercer Island, WA

CIK: 0001549408 · Show all filings

Period: Q1 2026 (← Previous) (Next →)

Filing Date: May 13, 2026

Total Value: $195M (100.0% shares, 0.0% debt)

Holdings (14)

AXSM AXSOME THERAPEUTICS INC. 56.3%

Value $110M Shares 649,114 Est. Cost $11.04 Unrealized +1533.0%

BIL SPDR SERIES TRUST 30.1%

Value $58.65M Shares 640,038 Est. Cost $91.70 Unrealized —

KURA KURA ONCOLOGY INC 6.4%

Value $12.43M Shares 1,529,369 Est. Cost $10.99 Unrealized -21.7%

SPY STATE STR SPDR S&P 500 ETF T 4.5%

Value $8.78M Shares 13,500 Est. Cost $681.92 Unrealized —

TLT ISHARES TR 1.0%

Value $1.979M Shares 22,831 Est. Cost $147.26 Unrealized —

TEM TEMPUS AI INC 0.7%

Value $1.427M Shares 31,554 Est. Cost $78.23 Unrealized -21.7%

RNA ATRIUM THERAPEUTICS INC 0.3%

Value $585K Shares 43,758 Est. Cost $13.37 Unrealized —

WFC WELLS FARGO & CO 0.2%

Value $480K Shares 6,030 Est. Cost $90.04 Unrealized 0.0%

HEDJ WISDOMTREE TR 0.2%

Value $389K Shares 7,430 Est. Cost $45.38 Unrealized —

GPK GRAPHIC PACKAGING HLDG CO 0.1%

Value $162K Shares 16,330 Est. Cost $14.10 Unrealized 0.0%

SPY STATE STR SPDR S&P 500 ETF T 0.1%

Value $124K Shares 190 Est. Cost $681.92 Unrealized —

IMRX IMMUNEERING CORP 0.1%

Value $121K Shares 22,935 Est. Cost $1.71 Unrealized +198.8%

TGB TASEKO MINES LTD 0.0%

Value $64,500 Shares 10,000 Est. Cost $2.20 Unrealized +240.7%

LPRO OPEN LENDING CORP 0.0%

Value $15,000 Shares 12,000 Est. Cost $37.71 Unrealized -95.4%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
AXSM	AXSOME THERAPEUTICS INC.	649,114	$110M	56.3%	$11.04	+1533.0%	COM	05464T104
BIL	SPDR SERIES TRUST	640,038	$58.65M	30.1%	$91.70	—	STATE STREET SPD	78468R663
KURA	KURA ONCOLOGY INC	1,529,369	$12.43M	6.4%	$10.99	-21.7%	COM	50127T109
SPY	STATE STR SPDR S&P 500 ETF T	13,500	$8.78M	4.5%	$681.92	—	Put	78462F103
TLT	ISHARES TR	22,831	$1.979M	1.0%	$147.26	—	20 YR TR BD ETF	464287432
TEM	TEMPUS AI INC	31,554	$1.427M	0.7%	$78.23	-21.7%	CL A	88023B103
RNA	ATRIUM THERAPEUTICS INC	43,758	$585K	0.3%	$13.37	—	COM	04965N104
WFC	WELLS FARGO & CO	6,030	$480K	0.2%	$90.04	0.0%	COM	949746101
HEDJ	WISDOMTREE TR	7,430	$389K	0.2%	$45.38	—	EUROPE HEDGED EQ	97717X701
GPK	GRAPHIC PACKAGING HLDG CO	16,330	$162K	0.1%	$14.10	0.0%	COM	388689101
SPY	STATE STR SPDR S&P 500 ETF T	190	$124K	0.1%	$681.92	—	TR UNIT	78462F103
IMRX	IMMUNEERING CORP	22,935	$121K	0.1%	$1.71	+198.8%	CLASS A COM	45254E107
TGB	TASEKO MINES LTD	10,000	$64,500	0.0%	$2.20	+240.7%	COM	876511106
LPRO	OPEN LENDING CORP	12,000	$15,000	0.0%	$37.71	-95.4%	COM	68373J104