ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Feb 11, 2026

Total Value ($000): $205,947 (100.0% shares, 0.0% debt)

Holdings (13)

New Positions (2)

SPY SPDR S&P 500 ETF TR 4.6%

Value ($000) $9,497 Shares 13,927 Est. Cost $681.92 Unrealized —

TEM TEMPUS AI INC 0.9%

Value ($000) $1,863 Shares 31,554 Est. Cost $78.23 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	13,927	$9,497	4.6%	$681.92	—	TR UNIT	78462F103
TEM	TEMPUS AI INC	31,554	$1,863	0.9%	$78.23	0.0%	CL A	88023B103

Increased Positions (1)

KURA KURA ONCOLOGY INC 7.2%

Value ($000) $14,782 (+20.3%) Shares 1,422,682 (+2.4%) Est. Cost $11.17 Unrealized -6.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KURA	KURA ONCOLOGY INC	1,422,682 (+2.4%)	$14,782 (+20.3%)	7.2%	$11.17	-6.1%	COM	50127T109

Exited Positions (23)

JNJ JOHNSON & JOHNSON 0.3%

Value ($000) $616 Shares 3,323 Est. Cost $169.51 Unrealized +16.2%

VTR VENTAS INC 0.3%

Value ($000) $563 Shares 8,040 Est. Cost $66.33 Unrealized +13.0%

UNH UNITEDHEALTH GROUP INC 0.3%

Value ($000) $562 Shares 1,627 Est. Cost $298.94 Unrealized +12.8%

SJM SMUCKER J M CO 0.3%

Value ($000) $561 Shares 5,170 Est. Cost $106.99 Unrealized -3.9%

CNP CENTERPOINT ENERGY INC 0.3%

Value ($000) $536 Shares 13,820 Est. Cost $37.44 Unrealized +3.8%

MCD MCDONALDS CORP 0.3%

Value ($000) $528 Shares 1,739 Est. Cost $301.40 Unrealized +1.2%

EXC EXELON CORP 0.3%

Value ($000) $526 Shares 11,693 Est. Cost $43.37 Unrealized +4.8%

VZ VERIZON COMMUNICATIONS INC 0.3%

Value ($000) $516 Shares 11,732 Est. Cost $42.49 Unrealized -4.7%

BF/B BROWN FORMAN CORP 0.2%

Value ($000) $511 Shares 18,864 Est. Cost $28.60 Unrealized -2.2%

ED CONSOLIDATED EDISON INC 0.2%

Value ($000) $508 Shares 5,058 Est. Cost $99.12 Unrealized -0.3%

AWK AMERICAN WTR WKS CO INC NEW 0.2%

Value ($000) $508 Shares 3,648 Est. Cost $140.03 Unrealized -4.9%

MAA MID-AMER APT CMNTYS INC 0.2%

Value ($000) $479 Shares 3,430 Est. Cost $142.65 Unrealized -6.8%

TAP MOLSON COORS BEVERAGE CO 0.2%

Value ($000) $478 Shares 10,557 Est. Cost $48.53 Unrealized -5.6%

CCI CROWN CASTLE INC 0.2%

Value ($000) $477 Shares 4,941 Est. Cost $99.10 Unrealized -8.1%

INVH INVITATION HOMES INC 0.2%

Value ($000) $454 Shares 15,478 Est. Cost $30.20 Unrealized -8.5%

PAYX PAYCHEX INC 0.2%

Value ($000) $443 Shares 3,493 Est. Cost $137.17 Unrealized -15.0%

LKQ LKQ CORP 0.2%

Value ($000) $419 Shares 13,716 Est. Cost $32.36 Unrealized -7.4%

T AT&T INC 0.2%

Value ($000) $361 Shares 12,782 Est. Cost $28.07 Unrealized -9.9%

LMT LOCKHEED MARTIN CORP 0.2%

Value ($000) $331 Shares 663 Est. Cost $448.15 Unrealized +6.3%

STZ CONSTELLATION BRANDS INC 0.2%

Value ($000) $318 Shares 2,362 Est. Cost $157.52 Unrealized -13.1%

KURA KURA ONCOLOGY INC 0.1%

Value ($000) $278 Shares 150,000 Est. Cost $11.17 Unrealized -6.1%

XOM EXXON MOBIL CORP 0.1%

Value ($000) $268 Shares 2,379 Est. Cost $109.70 Unrealized +5.3%

XEVMX EATON VANCE CALIF MUN BD FD 0.0%

Value ($000) $101 Shares 10,658 Est. Cost $11.77 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
JNJ	JOHNSON & JOHNSON	3,323	$616	0.3%	$169.51	+16.2%	—	478160104
VTR	VENTAS INC	8,040	$563	0.3%	$66.33	+13.0%	—	92276F100
UNH	UNITEDHEALTH GROUP INC	1,627	$562	0.3%	$298.94	+12.8%	—	91324P102
SJM	SMUCKER J M CO	5,170	$561	0.3%	$106.99	-3.9%	—	832696405
CNP	CENTERPOINT ENERGY INC	13,820	$536	0.3%	$37.44	+3.8%	—	15189T107
MCD	MCDONALDS CORP	1,739	$528	0.3%	$301.40	+1.2%	—	580135101
EXC	EXELON CORP	11,693	$526	0.3%	$43.37	+4.8%	—	30161N101
VZ	VERIZON COMMUNICATIONS INC	11,732	$516	0.3%	$42.49	-4.7%	—	92343V104
BF/B	BROWN FORMAN CORP	18,864	$511	0.2%	$28.60	-2.2%	—	115637209
ED	CONSOLIDATED EDISON INC	5,058	$508	0.2%	$99.12	-0.3%	—	209115104
AWK	AMERICAN WTR WKS CO INC NEW	3,648	$508	0.2%	$140.03	-4.9%	—	030420103
MAA	MID-AMER APT CMNTYS INC	3,430	$479	0.2%	$142.65	-6.8%	—	59522J103
TAP	MOLSON COORS BEVERAGE CO	10,557	$478	0.2%	$48.53	-5.6%	—	60871R209
CCI	CROWN CASTLE INC	4,941	$477	0.2%	$99.10	-8.1%	—	22822V101
INVH	INVITATION HOMES INC	15,478	$454	0.2%	$30.20	-8.5%	—	46187W107
PAYX	PAYCHEX INC	3,493	$443	0.2%	$137.17	-15.0%	—	704326107
LKQ	LKQ CORP	13,716	$419	0.2%	$32.36	-7.4%	—	501889208
T	AT&T INC	12,782	$361	0.2%	$28.07	-9.9%	—	00206R102
LMT	LOCKHEED MARTIN CORP	663	$331	0.2%	$448.15	+6.3%	—	539830109
STZ	CONSTELLATION BRANDS INC	2,362	$318	0.2%	$157.52	-13.1%	—	21036P108
KURA	KURA ONCOLOGY INC	150,000	$278	0.1%	$11.17	-6.1%	CALL	50127T109
XOM	EXXON MOBIL CORP	2,379	$268	0.1%	$109.70	+5.3%	—	30231G102
XEVMX	EATON VANCE CALIF MUN BD FD	10,658	$101	0.0%	$11.77	—	—	27828A100

Decreased Positions (3)

BIL SPDR SERIES TRUST 10.5%

Value ($000) $21,622 (-24.5%) Shares 236,611 (-24.2%) Est. Cost $91.79 Unrealized —

— CIDARA THERAPEUTICS INC 0.5%

Value ($000) $1,023 (+79.3%) Shares 4,630 (-22.3%) Est. Cost $95.76 Unrealized —

HEDJ WISDOMTREE TR 0.2%

Value ($000) $394 (-1.3%) Shares 7,430 (-6.2%) Est. Cost $45.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BIL	SPDR SERIES TRUST	236,611 (-24.2%)	$21,622 (-24.5%)	10.5%	$91.79	—	STATE STREET SPD	78468R663
—	CIDARA THERAPEUTICS INC	4,630 (-22.3%)	$1,023 (+79.3%)	0.5%	$95.76	—	COM NEW	171757206
HEDJ	WISDOMTREE TR	7,430 (-6.2%)	$394 (-1.3%)	0.2%	$45.38	—	EUROPE HEDGED EQ	97717X701

Unchanged Positions (7)

AXSM AXSOME THERAPEUTICS INC 59.3%

Value ($000) $122,133 Shares 668,710 Est. Cost $11.04 Unrealized +1164.7%

RNA AVIDITY BIOSCIENCES INC 15.6%

Value ($000) $32,179 Shares 446,127 Est. Cost $29.42 Unrealized +119.5%

TLT ISHARES TR 1.0%

Value ($000) $2,015 Shares 23,123 Est. Cost $147.26 Unrealized —

TGB TASEKO MINES LTD 0.0%

Value ($000) $57 Shares 10,000 Est. Cost $2.20 Unrealized +113.5%

IMRX IMMUNEERING CORP 0.1%

Value ($000) $151 Shares 22,935 Est. Cost $1.71 Unrealized +274.6%

RSPU INVESCO EXCHANGE TRADED FD T 0.1%

Value ($000) $213 Shares 2,847 Est. Cost $71.12 Unrealized —

LPRO OPEN LENDING CORP 0.0%

Value ($000) $19 Shares 12,000 Est. Cost $37.71 Unrealized -95.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AXSM	AXSOME THERAPEUTICS INC	668,710	$122,133	59.3%	$11.04	+1164.7%	COM	05464T104
RNA	AVIDITY BIOSCIENCES INC	446,127	$32,179	15.6%	$29.42	+119.5%	COM	05370A108
TLT	ISHARES TR	23,123	$2,015	1.0%	$147.26	—	20 YR TR BD ETF	464287432
TGB	TASEKO MINES LTD	10,000	$57	0.0%	$2.20	+113.5%	COM	876511106
IMRX	IMMUNEERING CORP	22,935	$151	0.1%	$1.71	+274.6%	CLASS A COM	45254E107
RSPU	INVESCO EXCHANGE TRADED FD T	2,847	$213	0.1%	$71.12	—	S&P500 EQL UTL	46137V274
LPRO	OPEN LENDING CORP	12,000	$19	0.0%	$37.71	-95.3%	COM	68373J104