AUA CAPITAL MANAGEMENT, LLC Diversified Active

CIK: 0001706915 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 23, 2026

Total Value ($000): $199,404 (100.0% shares, 0.0% debt)

Holdings (80)

New Positions (5)

UL UNILEVER PLC 0.6%

Value ($000) $1,278 Shares 19,539 Est. Cost $65.40 Unrealized —

KHC KRAFT HEINZ CO 0.3%

Value ($000) $655 Shares 27,014 Est. Cost $24.63 Unrealized 0.0%

TSLA TESLA INC 0.2%

Value ($000) $331 Shares 735 Est. Cost $443.29 Unrealized 0.0%

MRK MERCK & CO INC 0.1%

Value ($000) $214 Shares 2,030 Est. Cost $93.24 Unrealized 0.0%

WFC WELLS FARGO CO NEW 0.1%

Value ($000) $202 Shares 2,163 Est. Cost $86.63 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UL	UNILEVER PLC	19,539	$1,278	0.6%	$65.40	—	SPON ADR NEW	904767803
KHC	KRAFT HEINZ CO	27,014	$655	0.3%	$24.63	0.0%	COM	500754106
TSLA	TESLA INC	735	$331	0.2%	$443.29	0.0%	COM	88160R101
MRK	MERCK & CO INC	2,030	$214	0.1%	$93.24	0.0%	COM	58933Y105
WFC	WELLS FARGO CO NEW	2,163	$202	0.1%	$86.63	0.0%	COM	949746101

Increased Positions (15)

AAPL APPLE INC 5.0%

Value ($000) $9,981 (+112.0%) Shares 36,713 (+98.6%) Est. Cost $192.46 Unrealized +39.4%

SPY SPDR S&P 500 ETF TR 28.9%

Value ($000) $57,720 (+5.5%) Shares 84,643 (+3.0%) Est. Cost $291.16 Unrealized —

MO ALTRIA GROUP INC 2.7%

Value ($000) $5,326 (+73.7%) Shares 92,369 (+99.0%) Est. Cost $46.98 Unrealized +26.3%

AMZN AMAZON COM INC 4.1%

Value ($000) $8,084 (+36.5%) Shares 35,024 (+29.9%) Est. Cost $148.72 Unrealized +53.8%

VTV VANGUARD INDEX FDS 2.2%

Value ($000) $4,359 (+43.5%) Shares 22,824 (+40.1%) Est. Cost $152.76 Unrealized —

IJR ISHARES TR 1.2%

Value ($000) $2,331 (+39.0%) Shares 19,397 (+37.4%) Est. Cost $111.01 Unrealized —

IJH ISHARES TR 1.8%

Value ($000) $3,641 (+21.3%) Shares 55,170 (+20.0%) Est. Cost $85.30 Unrealized —

JPM JPMORGAN CHASE & CO. 0.8%

Value ($000) $1,578 (+49.8%) Shares 4,898 (+46.6%) Est. Cost $170.76 Unrealized +81.3%

EFA ISHARES TR 5.5%

Value ($000) $10,964 (+4.5%) Shares 114,172 (+1.6%) Est. Cost $63.86 Unrealized —

MA MASTERCARD INCORPORATED 1.2%

Value ($000) $2,300 (+22.5%) Shares 4,029 (+22.1%) Est. Cost $269.70 Unrealized +107.2%

CVX CHEVRON CORP NEW 0.3%

Value ($000) $597 (+63.4%) Shares 3,915 (+66.5%) Est. Cost $142.75 Unrealized +6.1%

MSFT MICROSOFT CORP 1.9%

Value ($000) $3,849 (+3.1%) Shares 7,959 (+10.4%) Est. Cost $235.21 Unrealized +112.8%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.4%

Value ($000) $787 (+14.2%) Shares 1,565 (+14.2%) Est. Cost $260.49 Unrealized +91.0%

XLK SELECT SECTOR SPDR TR 2.2%

Value ($000) $4,338 (+2.2%) Shares 30,134 (+100.0%) Est. Cost $118.04 Unrealized —

META META PLATFORMS INC 2.1%

Value ($000) $4,124 (-1.8%) Shares 6,248 (+9.2%) Est. Cost $269.04 Unrealized +148.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	APPLE INC	36,713 (+98.6%)	$9,981 (+112.0%)	5.0%	$192.46	+39.4%	COM	037833100
SPY	SPDR S&P 500 ETF TR	84,643 (+3.0%)	$57,720 (+5.5%)	28.9%	$291.16	—	TR UNIT	78462F103
MO	ALTRIA GROUP INC	92,369 (+99.0%)	$5,326 (+73.7%)	2.7%	$46.98	+26.3%	COM	02209S103
AMZN	AMAZON COM INC	35,024 (+29.9%)	$8,084 (+36.5%)	4.1%	$148.72	+53.8%	COM	023135106
VTV	VANGUARD INDEX FDS	22,824 (+40.1%)	$4,359 (+43.5%)	2.2%	$152.76	—	VALUE ETF	922908744
IJR	ISHARES TR	19,397 (+37.4%)	$2,331 (+39.0%)	1.2%	$111.01	—	CORE S&P SCP ETF	464287804
IJH	ISHARES TR	55,170 (+20.0%)	$3,641 (+21.3%)	1.8%	$85.30	—	CORE S&P MCP ETF	464287507
JPM	JPMORGAN CHASE & CO.	4,898 (+46.6%)	$1,578 (+49.8%)	0.8%	$170.76	+81.3%	COM	46625H100
EFA	ISHARES TR	114,172 (+1.6%)	$10,964 (+4.5%)	5.5%	$63.86	—	MSCI EAFE ETF	464287465
MA	MASTERCARD INCORPORATED	4,029 (+22.1%)	$2,300 (+22.5%)	1.2%	$269.70	+107.2%	CL A	57636Q104
CVX	CHEVRON CORP NEW	3,915 (+66.5%)	$597 (+63.4%)	0.3%	$142.75	+6.1%	COM	166764100
MSFT	MICROSOFT CORP	7,959 (+10.4%)	$3,849 (+3.1%)	1.9%	$235.21	+112.8%	COM	594918104
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,565 (+14.2%)	$787 (+14.2%)	0.4%	$260.49	+91.0%	CL B NEW	084670702
XLK	SELECT SECTOR SPDR TR	30,134 (+100.0%)	$4,338 (+2.2%)	2.2%	$118.04	—	STATE STREET TEC	81369Y803
META	META PLATFORMS INC	6,248 (+9.2%)	$4,124 (-1.8%)	2.1%	$269.04	+148.0%	CL A	30303M102

Exited Positions (2)

CRWV COREWEAVE INC 0.2%

Value ($000) $333 Shares 2,433 Est. Cost $92.20 Unrealized +10.0%

PYPL PAYPAL HLDGS INC 0.1%

Value ($000) $206 Shares 3,068 Est. Cost $66.73 Unrealized -2.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CRWV	COREWEAVE INC	2,433	$333	0.2%	$92.20	+10.0%	—	21873S108
PYPL	PAYPAL HLDGS INC	3,068	$206	0.1%	$66.73	-2.8%	—	70450Y103

Decreased Positions (3)

VCIT VANGUARD SCOTTSDALE FDS 0.5%

Value ($000) $907 (-17.2%) Shares 10,826 (-16.9%) Est. Cost $86.49 Unrealized —

IYH ISHARES TR 1.0%

Value ($000) $1,926 (+9.5%) Shares 29,579 (-1.3%) Est. Cost $96.93 Unrealized —

BND VANGUARD BD INDEX FDS 0.4%

Value ($000) $875 (-2.6%) Shares 11,817 (-2.2%) Est. Cost $80.86 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VCIT	VANGUARD SCOTTSDALE FDS	10,826 (-16.9%)	$907 (-17.2%)	0.5%	$86.49	—	INT-TERM CORP	92206C870
IYH	ISHARES TR	29,579 (-1.3%)	$1,926 (+9.5%)	1.0%	$96.93	—	US HLTHCARE ETF	464287762
BND	VANGUARD BD INDEX FDS	11,817 (-2.2%)	$875 (-2.6%)	0.4%	$80.86	—	TOTAL BND MRKT	921937835

Unchanged Positions (57)

GOOG ALPHABET INC 2.4%

Value ($000) $4,763 Shares 15,179 Est. Cost $110.46 Unrealized +159.2%

GOOGL ALPHABET INC 0.8%

Value ($000) $1,527 Shares 4,880 Est. Cost $109.89 Unrealized +159.9%

GLD SPDR GOLD TR 1.6%

Value ($000) $3,105 Shares 7,836 Est. Cost $140.80 Unrealized —

GS GOLDMAN SACHS GROUP INC 1.0%

Value ($000) $1,959 Shares 2,229 Est. Cost $206.78 Unrealized +293.3%

HD HOME DEPOT INC 0.4%

Value ($000) $753 Shares 2,189 Est. Cost $167.93 Unrealized +117.1%

ETN EATON CORP PLC 0.4%

Value ($000) $717 Shares 2,250 Est. Cost $100.11 Unrealized +254.0%

CAT CATERPILLAR INC 0.3%

Value ($000) $670 Shares 1,170 Est. Cost $149.67 Unrealized +271.1%

IBIT ISHARES BITCOIN TRUST ETF 0.2%

Value ($000) $326 Shares 6,556 Est. Cost $61.21 Unrealized —

VEA VANGUARD TAX-MANAGED FDS 1.1%

Value ($000) $2,253 Shares 36,067 Est. Cost $43.18 Unrealized —

AXP AMERICAN EXPRESS CO 0.4%

Value ($000) $888 Shares 2,400 Est. Cost $100.59 Unrealized +254.9%

IWM ISHARES TR 2.5%

Value ($000) $4,961 Shares 20,153 Est. Cost $171.53 Unrealized —

WMT WALMART INC 0.3%

Value ($000) $680 Shares 6,102 Est. Cost $49.49 Unrealized +116.6%

JNJ JOHNSON & JOHNSON 0.2%

Value ($000) $489 Shares 2,363 Est. Cost $113.50 Unrealized +73.6%

COST COSTCO WHSL CORP NEW 0.3%

Value ($000) $647 Shares 750 Est. Cost $239.46 Unrealized +278.2%

CSCO CISCO SYS INC 0.2%

Value ($000) $370 Shares 4,806 Est. Cost $47.96 Unrealized +53.8%

TMC TMC THE METALS COMPANY INC 0.6%

Value ($000) $1,185 Shares 192,139 Est. Cost $1.78 Unrealized +293.7%

SYK STRYKER CORPORATION 0.3%

Value ($000) $664 Shares 1,888 Est. Cost $116.68 Unrealized +211.5%

MDLZ MONDELEZ INTL INC 0.1%

Value ($000) $209 Shares 3,876 Est. Cost $52.69 Unrealized +8.3%

ACN ACCENTURE PLC IRELAND 0.2%

Value ($000) $402 Shares 1,500 Est. Cost $149.02 Unrealized +70.5%

VUG VANGUARD INDEX FDS 0.9%

Value ($000) $1,778 Shares 3,643 Est. Cost $260.12 Unrealized —

RTX RTX CORPORATION 0.2%

Value ($000) $330 Shares 1,800 Est. Cost $111.08 Unrealized +56.0%

CB CHUBB LIMITED 0.1%

Value ($000) $281 Shares 900 Est. Cost $214.07 Unrealized +36.6%

VIG VANGUARD SPECIALIZED FUNDS 0.7%

Value ($000) $1,445 Shares 6,574 Est. Cost $147.70 Unrealized —

BSV VANGUARD BD INDEX FDS 1.3%

Value ($000) $2,582 Shares 32,761 Est. Cost $79.01 Unrealized —

SHM SPDR SERIES TRUST 2.4%

Value ($000) $4,874 Shares 101,565 Est. Cost $47.31 Unrealized —

COR CENCORA INC 0.2%

Value ($000) $311 Shares 920 Est. Cost $226.42 Unrealized +50.4%

NXPI NXP SEMICONDUCTORS N V 0.2%

Value ($000) $456 Shares 2,100 Est. Cost $116.06 Unrealized +84.1%

GWW WW GRAINGER INC 0.2%

Value ($000) $356 Shares 353 Est. Cost $264.44 Unrealized +266.4%

PG PROCTER AND GAMBLE CO 0.1%

Value ($000) $258 Shares 1,800 Est. Cost $103.28 Unrealized +42.5%

SHY ISHARES TR 2.2%

Value ($000) $4,401 Shares 53,136 Est. Cost $84.63 Unrealized —

BSX BOSTON SCIENTIFIC CORP 0.4%

Value ($000) $722 Shares 7,575 Est. Cost $33.45 Unrealized +193.1%

ECL ECOLAB INC 0.2%

Value ($000) $394 Shares 1,500 Est. Cost $136.54 Unrealized +94.6%

VLO VALERO ENERGY CORP 0.2%

Value ($000) $357 Shares 2,194 Est. Cost $59.54 Unrealized +183.5%

EOG EOG RES INC 0.1%

Value ($000) $231 Shares 2,196 Est. Cost $73.79 Unrealized +45.3%

TJX TJX COS INC NEW 0.1%

Value ($000) $258 Shares 1,680 Est. Cost $117.72 Unrealized +25.5%

EEM ISHARES TR 0.3%

Value ($000) $510 Shares 9,321 Est. Cost $40.60 Unrealized —

MUB ISHARES TR 3.1%

Value ($000) $6,121 Shares 57,145 Est. Cost $110.09 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.2%

Value ($000) $472 Shares 3,343 Est. Cost $84.54 Unrealized —

LMT LOCKHEED MARTIN CORP 0.1%

Value ($000) $274 Shares 567 Est. Cost $260.22 Unrealized +83.0%

AGG ISHARES TR 1.2%

Value ($000) $2,463 Shares 24,655 Est. Cost $102.87 Unrealized —

VNQ VANGUARD INDEX FDS 0.1%

Value ($000) $252 Shares 2,845 Est. Cost $88.36 Unrealized —

ABBV ABBVIE INC 0.3%

Value ($000) $619 Shares 2,709 Est. Cost $80.40 Unrealized +183.0%

VYM VANGUARD WHITEHALL FDS 0.2%

Value ($000) $433 Shares 3,015 Est. Cost $106.17 Unrealized —

PEP PEPSICO INC 0.2%

Value ($000) $319 Shares 2,220 Est. Cost $104.93 Unrealized +39.0%

VCSH VANGUARD SCOTTSDALE FDS 1.1%

Value ($000) $2,258 Shares 28,315 Est. Cost $79.83 Unrealized —

SUB ISHARES TR 3.6%

Value ($000) $7,189 Shares 67,377 Est. Cost $106.01 Unrealized —

ARCC ARES CAPITAL CORP 0.3%

Value ($000) $558 Shares 27,590 Est. Cost $16.00 Unrealized +23.7%

XLF SELECT SECTOR SPDR TR 0.1%

Value ($000) $252 Shares 4,596 Est. Cost $45.32 Unrealized —

HYG ISHARES TR 0.2%

Value ($000) $480 Shares 5,947 Est. Cost $86.32 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.2%

Value ($000) $408 Shares 7,595 Est. Cost $44.77 Unrealized —

GD GENERAL DYNAMICS CORP 0.1%

Value ($000) $222 Shares 660 Est. Cost $313.76 Unrealized +8.6%

IEI ISHARES TR 0.9%

Value ($000) $1,884 Shares 15,788 Est. Cost $124.54 Unrealized —

XLP SELECT SECTOR SPDR TR 0.1%

Value ($000) $246 Shares 3,169 Est. Cost $56.36 Unrealized —

MCD MCDONALDS CORP 0.2%

Value ($000) $324 Shares 1,059 Est. Cost $173.72 Unrealized +75.6%

DBC INVESCO DB COMMDY INDX TRCK 0.1%

Value ($000) $242 Shares 10,822 Est. Cost $26.47 Unrealized —

VXF VANGUARD INDEX FDS 0.8%

Value ($000) $1,629 Shares 7,792 Est. Cost $124.77 Unrealized —

AMP AMERIPRISE FINL INC 0.1%

Value ($000) $283 Shares 577 Est. Cost $336.06 Unrealized +41.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOG	ALPHABET INC	15,179	$4,763	2.4%	$110.46	+159.2%	CAP STK CL C	02079K107
GOOGL	ALPHABET INC	4,880	$1,527	0.8%	$109.89	+159.9%	CAP STK CL A	02079K305
GLD	SPDR GOLD TR	7,836	$3,105	1.6%	$140.80	—	GOLD SHS	78463V107
GS	GOLDMAN SACHS GROUP INC	2,229	$1,959	1.0%	$206.78	+293.3%	COM	38141G104
HD	HOME DEPOT INC	2,189	$753	0.4%	$167.93	+117.1%	COM	437076102
ETN	EATON CORP PLC	2,250	$717	0.4%	$100.11	+254.0%	SHS	G29183103
CAT	CATERPILLAR INC	1,170	$670	0.3%	$149.67	+271.1%	COM	149123101
IBIT	ISHARES BITCOIN TRUST ETF	6,556	$326	0.2%	$61.21	—	SHS BEN INT	46438F101
VEA	VANGUARD TAX-MANAGED FDS	36,067	$2,253	1.1%	$43.18	—	VAN FTSE DEV MKT	921943858
AXP	AMERICAN EXPRESS CO	2,400	$888	0.4%	$100.59	+254.9%	COM	025816109
IWM	ISHARES TR	20,153	$4,961	2.5%	$171.53	—	RUSSELL 2000 ETF	464287655
WMT	WALMART INC	6,102	$680	0.3%	$49.49	+116.6%	COM	931142103
JNJ	JOHNSON & JOHNSON	2,363	$489	0.2%	$113.50	+73.6%	COM	478160104
COST	COSTCO WHSL CORP NEW	750	$647	0.3%	$239.46	+278.2%	COM	22160K105
CSCO	CISCO SYS INC	4,806	$370	0.2%	$47.96	+53.8%	COM	17275R102
TMC	TMC THE METALS COMPANY INC	192,139	$1,185	0.6%	$1.78	+293.7%	COM	87261Y106
SYK	STRYKER CORPORATION	1,888	$664	0.3%	$116.68	+211.5%	COM	863667101
MDLZ	MONDELEZ INTL INC	3,876	$209	0.1%	$52.69	+8.3%	CL A	609207105
ACN	ACCENTURE PLC IRELAND	1,500	$402	0.2%	$149.02	+70.5%	SHS CLASS A	G1151C101
VUG	VANGUARD INDEX FDS	3,643	$1,778	0.9%	$260.12	—	GROWTH ETF	922908736
RTX	RTX CORPORATION	1,800	$330	0.2%	$111.08	+56.0%	COM	75513E101
CB	CHUBB LIMITED	900	$281	0.1%	$214.07	+36.6%	COM	H1467J104
VIG	VANGUARD SPECIALIZED FUNDS	6,574	$1,445	0.7%	$147.70	—	DIV APP ETF	921908844
BSV	VANGUARD BD INDEX FDS	32,761	$2,582	1.3%	$79.01	—	SHORT TRM BOND	921937827
SHM	SPDR SERIES TRUST	101,565	$4,874	2.4%	$47.31	—	STATE STREET SPD	78468R739
COR	CENCORA INC	920	$311	0.2%	$226.42	+50.4%	COM	03073E105
NXPI	NXP SEMICONDUCTORS N V	2,100	$456	0.2%	$116.06	+84.1%	COM	N6596X109
GWW	WW GRAINGER INC	353	$356	0.2%	$264.44	+266.4%	COM	384802104
PG	PROCTER AND GAMBLE CO	1,800	$258	0.1%	$103.28	+42.5%	COM	742718109
SHY	ISHARES TR	53,136	$4,401	2.2%	$84.63	—	1 3 YR TREAS BD	464287457
BSX	BOSTON SCIENTIFIC CORP	7,575	$722	0.4%	$33.45	+193.1%	COM	101137107
ECL	ECOLAB INC	1,500	$394	0.2%	$136.54	+94.6%	COM	278865100
VLO	VALERO ENERGY CORP	2,194	$357	0.2%	$59.54	+183.5%	COM	91913Y100
EOG	EOG RES INC	2,196	$231	0.1%	$73.79	+45.3%	COM	26875P101
TJX	TJX COS INC NEW	1,680	$258	0.1%	$117.72	+25.5%	COM	872540109
EEM	ISHARES TR	9,321	$510	0.3%	$40.60	—	MSCI EMG MKT ETF	464287234
MUB	ISHARES TR	57,145	$6,121	3.1%	$110.09	—	NATIONAL MUN ETF	464288414
VT	VANGUARD INTL EQUITY INDEX F	3,343	$472	0.2%	$84.54	—	TT WRLD ST ETF	922042742
LMT	LOCKHEED MARTIN CORP	567	$274	0.1%	$260.22	+83.0%	COM	539830109
AGG	ISHARES TR	24,655	$2,463	1.2%	$102.87	—	CORE US AGGBD ET	464287226
VNQ	VANGUARD INDEX FDS	2,845	$252	0.1%	$88.36	—	REAL ESTATE ETF	922908553
ABBV	ABBVIE INC	2,709	$619	0.3%	$80.40	+183.0%	COM	00287Y109
VYM	VANGUARD WHITEHALL FDS	3,015	$433	0.2%	$106.17	—	HIGH DIV YLD	921946406
PEP	PEPSICO INC	2,220	$319	0.2%	$104.93	+39.0%	COM	713448108
VCSH	VANGUARD SCOTTSDALE FDS	28,315	$2,258	1.1%	$79.83	—	SHRT TRM CORP BD	92206C409
SUB	ISHARES TR	67,377	$7,189	3.6%	$106.01	—	SHRT NAT MUN ETF	464288158
ARCC	ARES CAPITAL CORP	27,590	$558	0.3%	$16.00	+23.7%	COM	04010L103
XLF	SELECT SECTOR SPDR TR	4,596	$252	0.1%	$45.32	—	STATE STREET FIN	81369Y605
HYG	ISHARES TR	5,947	$480	0.2%	$86.32	—	IBOXX HI YD ETF	464288513
VWO	VANGUARD INTL EQUITY INDEX F	7,595	$408	0.2%	$44.77	—	FTSE EMR MKT ETF	922042858
GD	GENERAL DYNAMICS CORP	660	$222	0.1%	$313.76	+8.6%	COM	369550108
IEI	ISHARES TR	15,788	$1,884	0.9%	$124.54	—	3 7 YR TREAS BD	464288661
XLP	SELECT SECTOR SPDR TR	3,169	$246	0.1%	$56.36	—	STATE STREET CON	81369Y308
MCD	MCDONALDS CORP	1,059	$324	0.2%	$173.72	+75.6%	COM	580135101
DBC	INVESCO DB COMMDY INDX TRCK	10,822	$242	0.1%	$26.47	—	UNIT	46138B103
VXF	VANGUARD INDEX FDS	7,792	$1,629	0.8%	$124.77	—	EXTEND MKT ETF	922908652
AMP	AMERIPRISE FINL INC	577	$283	0.1%	$336.06	+41.0%	COM	03076C106