FOCUS Wealth Advisors, LLC Diversified Active

Name: FOCUS Wealth Advisors, LLC Q3 2026 13F Filing | 13F Explorer
Creator: FOCUS Wealth Advisors, LLC
Published: 2026-10-14

Location: Houston, TX

CIK: 0001845643 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 14, 2026

Total Value: $209M (100.0% shares, 0.0% debt)

Holdings (62)

New Positions (3)

PB PROSPERITY BANCSHARES INC 2.1%

Value $4.419M Shares 66,742 Share Price $66.21 Est. Cost/Share $72.14 Unrealized @ Report Date -8.2%

XOM EXXONMOBIL HOLDINGS CORP 1.1%

Value $2.275M Shares 13,976 Share Price $162.75 Est. Cost/Share $162.75 Unrealized @ Report Date —

ITW ILLINOIS TOOL WKS INC 0.1%

Value $300K Shares 1,167 Share Price $257.28 Est. Cost/Share $277.65 Unrealized @ Report Date -7.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PB	PROSPERITY BANCSHARES INC	66,742	$4.419M	2.1%	$66.21	$72.14	-8.2%	COM	743606105
XOM	EXXONMOBIL HOLDINGS CORP	13,976	$2.275M	1.1%	$162.75	$162.75	—	COM SHS	30233Q108
ITW	ILLINOIS TOOL WKS INC	1,167	$300K	0.1%	$257.28	$277.65	-7.3%	COM	452308109

Increased Positions (2)

BND VANGUARD BD INDEX FDS 7.4%

Value $15.4M (-3.2%) Shares 219,472 (+1.3%) Share Price $70.15 Est. Cost/Share $84.10 Unrealized @ Report Date -16.6%

PFF ISHARES TR 1.0%

Value $2.18M (-2.0%) Shares 73,899 (+1.2%) Share Price $29.50 Est. Cost/Share $36.43 Unrealized @ Report Date -19.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BND	VANGUARD BD INDEX FDS	219,472 (+1.3%)	$15.4M (-3.2%)	7.4%	$70.15	$84.10	-16.6%	TOTAL BND MRKT	921937835
PFF	ISHARES TR	73,899 (+1.2%)	$2.18M (-2.0%)	1.0%	$29.50	$36.43	-19.0%	PFD AND INCM SEC	464288687

Exited Positions (2)

STEL STELLAR BANCORP INC 2.9%

Value $5.974M Shares 151,926 Share Price $39.32 Est. Cost/Share $29.98 Unrealized @ Report Date —

XOM EXXON MOBIL CORP 0.9%

Value $1.829M Shares 13,376 Share Price $136.72 * Est. Cost/Share $103.53 Unrealized @ Report Date +57.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
STEL	STELLAR BANCORP INC	151,926	$5.974M	2.9%	$39.32	$29.98	—	—	858927106
XOM	EXXON MOBIL CORP	13,376	$1.829M	0.9%	$136.72 *	$103.53	+57.2%	—	30231G102

Decreased Positions (25)

ITA ISHARES TR 3.3%

Value $6.852M (-16.1%) Shares 33,070 (-1.8%) Share Price $207.18 Est. Cost/Share $114.99 Unrealized @ Report Date +80.2%

ITM VANECK ETF TRUST 3.5%

Value $7.381M (-14.8%) Shares 167,761 (-9.0%) Share Price $44.00 Est. Cost/Share $48.33 Unrealized @ Report Date -9.0%

AMAT APPLIED MATLS INC 1.0%

Value $1.998M (-30.6%) Shares 3,906 (-1.8%) Share Price $511.42 Est. Cost/Share $461.39 Unrealized @ Report Date +10.8%

GE GE AEROSPACE 1.7%

Value $3.618M (-17.8%) Shares 11,584 (-1.6%) Share Price $312.29 Est. Cost/Share $96.40 Unrealized @ Report Date +224.0%

XLE SELECT SECTOR SPDR TR 2.6%

Value $5.515M (+12.8%) Shares 89,682 (-2.6%) Share Price $61.50 Est. Cost/Share $42.97 Unrealized @ Report Date +43.1%

DIA STATE STR SPDR DOW JONES IND 5.8%

Value $12.12M (-4.8%) Shares 23,833 (-2.2%) Share Price $508.55 Est. Cost/Share $362.69 Unrealized @ Report Date +40.2%

CAT CATERPILLAR INC 0.8%

Value $1.773M (-24.7%) Shares 2,187 (-1.1%) Share Price $810.87 Est. Cost/Share $878.47 Unrealized @ Report Date -7.7%

NVDA NVIDIA CORPORATION 2.4%

Value $5.055M (+12.8%) Shares 22,134 (-1.2%) Share Price $228.38 Est. Cost/Share $118.26 Unrealized @ Report Date +93.1%

AAPL APPLE INC 2.3%

Value $4.763M (+13.1%) Shares 14,302 (-1.8%) Share Price $333.02 Est. Cost/Share $129.92 Unrealized @ Report Date +156.3%

QTUM ETF SER SOLUTIONS 2.1%

Value $4.344M (-9.3%) Shares 28,653 (-1.1%) Share Price $151.62 Est. Cost/Share $143.76 Unrealized @ Report Date +5.5%

AXP AMERICAN EXPRESS CO 1.3%

Value $2.681M (-11.5%) Shares 8,815 (-1.5%) Share Price $304.10 Est. Cost/Share $116.65 Unrealized @ Report Date +160.7%

XME SPDR SERIES TRUST 3.2%

Value $6.592M (-5.0%) Shares 63,658 (-1.9%) Share Price $103.56 Est. Cost/Share $45.63 Unrealized @ Report Date +126.9%

DVY ISHARES TR 2.8%

Value $5.834M (-4.5%) Shares 38,365 (-1.9%) Share Price $152.07 Est. Cost/Share $119.41 Unrealized @ Report Date +27.4%

GEV GE VERNOVA INC 0.5%

Value $1.006M (-19.9%) Shares 1,058 (-1.0%) Share Price $950.50 Est. Cost/Share $158.10 Unrealized @ Report Date +501.2%

PZA INVESCO EXCH TRADED FD TR II 0.4%

Value $899K (-17.8%) Shares 42,051 (-9.6%) Share Price $21.39 Est. Cost/Share $24.83 Unrealized @ Report Date -13.9%

PWZ INVESCO EXCH TRADED FD TR II 0.4%

Value $875K (-17.9%) Shares 39,199 (-9.8%) Share Price $22.31 Est. Cost/Share $25.83 Unrealized @ Report Date -13.6%

RVNU DBX ETF TR 0.4%

Value $927K (-16.7%) Shares 39,796 (-9.5%) Share Price $23.30 Est. Cost/Share $26.59 Unrealized @ Report Date -12.4%

MLN VANECK ETF TRUST 0.4%

Value $908K (-17.0%) Shares 55,635 (-9.6%) Share Price $16.33 Est. Cost/Share $19.16 Unrealized @ Report Date -14.8%

TFI SPDR SERIES TRUST 0.4%

Value $896K (-15.8%) Shares 20,949 (-9.8%) Share Price $42.77 Est. Cost/Share $48.48 Unrealized @ Report Date -11.8%

FTLS FIRST TR EXCH TRADED FD III 3.3%

Value $6.877M (+2.2%) Shares 89,672 (-1.7%) Share Price $76.69 Est. Cost/Share $51.89 Unrealized @ Report Date +47.8%

V VISA INC 1.2%

Value $2.603M (+2.6%) Shares 7,245 (-2.0%) Share Price $359.32 Est. Cost/Share $210.49 Unrealized @ Report Date +70.7%

QQQM INVESCO EXCH TRADED FD TR II 3.1%

Value $6.444M (-1.0%) Shares 21,152 (-1.5%) Share Price $304.64 Est. Cost/Share $283.27 Unrealized @ Report Date +7.5%

BUFR FIRST TR EXCHNG TRADED FD VI 3.0%

Value $6.326M (+0.6%) Shares 168,832 (-1.9%) Share Price $37.47 Est. Cost/Share $25.87 Unrealized @ Report Date +44.9%

FMAY FIRST TR EXCHNG TRADED FD VI 13.1%

Value $27.44M (-0.1%) Shares 478,282 (-2.2%) Share Price $57.37 Est. Cost/Share $39.13 Unrealized @ Report Date +46.6%

ONEQ FIDELITY COMWLTH TR 5.6%

Value $11.75M (-0.2%) Shares 111,023 (-2.7%) Share Price $105.84 Est. Cost/Share $99.57 Unrealized @ Report Date +6.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
ITA	ISHARES TR	33,070 (-1.8%)	$6.852M (-16.1%)	3.3%	$207.18	$114.99	+80.2%	US AER DEF ETF	464288760
ITM	VANECK ETF TRUST	167,761 (-9.0%)	$7.381M (-14.8%)	3.5%	$44.00	$48.33	-9.0%	INTRMDT MUNI ETF	92189H201
AMAT	APPLIED MATLS INC	3,906 (-1.8%)	$1.998M (-30.6%)	1.0%	$511.42	$461.39	+10.8%	COM	038222105
GE	GE AEROSPACE	11,584 (-1.6%)	$3.618M (-17.8%)	1.7%	$312.29	$96.40	+224.0%	COM NEW	369604301
XLE	SELECT SECTOR SPDR TR	89,682 (-2.6%)	$5.515M (+12.8%)	2.6%	$61.50	$42.97	+43.1%	ST STR ENERG ETF	81369Y506
DIA	STATE STR SPDR DOW JONES IND	23,833 (-2.2%)	$12.12M (-4.8%)	5.8%	$508.55	$362.69	+40.2%	UT SER 1	78467X109
CAT	CATERPILLAR INC	2,187 (-1.1%)	$1.773M (-24.7%)	0.8%	$810.87	$878.47	-7.7%	COM	149123101
NVDA	NVIDIA CORPORATION	22,134 (-1.2%)	$5.055M (+12.8%)	2.4%	$228.38	$118.26	+93.1%	COM	67066G104
AAPL	APPLE INC	14,302 (-1.8%)	$4.763M (+13.1%)	2.3%	$333.02	$129.92	+156.3%	COM	037833100
QTUM	ETF SER SOLUTIONS	28,653 (-1.1%)	$4.344M (-9.3%)	2.1%	$151.62	$143.76	+5.5%	DEFIA QUANT ETF	26922A420
AXP	AMERICAN EXPRESS CO	8,815 (-1.5%)	$2.681M (-11.5%)	1.3%	$304.10	$116.65	+160.7%	COM	025816109
XME	SPDR SERIES TRUST	63,658 (-1.9%)	$6.592M (-5.0%)	3.2%	$103.56	$45.63	+126.9%	ST STR SP METAL	78464A755
DVY	ISHARES TR	38,365 (-1.9%)	$5.834M (-4.5%)	2.8%	$152.07	$119.41	+27.4%	SELECT DIVID ETF	464287168
GEV	GE VERNOVA INC	1,058 (-1.0%)	$1.006M (-19.9%)	0.5%	$950.50	$158.10	+501.2%	COM	36828A101
PZA	INVESCO EXCH TRADED FD TR II	42,051 (-9.6%)	$899K (-17.8%)	0.4%	$21.39	$24.83	-13.9%	NATL AMT MUNI	46138E537
PWZ	INVESCO EXCH TRADED FD TR II	39,199 (-9.8%)	$875K (-17.9%)	0.4%	$22.31	$25.83	-13.6%	CALIF AMT MUN	46138E206
RVNU	DBX ETF TR	39,796 (-9.5%)	$927K (-16.7%)	0.4%	$23.30	$26.59	-12.4%	XTRACKERS MUNI	233051705
MLN	VANECK ETF TRUST	55,635 (-9.6%)	$908K (-17.0%)	0.4%	$16.33	$19.16	-14.8%	LONG MUNI ETF	92189F536
TFI	SPDR SERIES TRUST	20,949 (-9.8%)	$896K (-15.8%)	0.4%	$42.77	$48.48	-11.8%	ST STR NUVEE ETF	78468R721
FTLS	FIRST TR EXCH TRADED FD III	89,672 (-1.7%)	$6.877M (+2.2%)	3.3%	$76.69	$51.89	+47.8%	LNG/SHT EQUITY	33739P103
V	VISA INC	7,245 (-2.0%)	$2.603M (+2.6%)	1.2%	$359.32	$210.49	+70.7%	COM CL A	92826C839
QQQM	INVESCO EXCH TRADED FD TR II	21,152 (-1.5%)	$6.444M (-1.0%)	3.1%	$304.64	$283.27	+7.5%	NASDAQ 100 ETF	46138G649
BUFR	FIRST TR EXCHNG TRADED FD VI	168,832 (-1.9%)	$6.326M (+0.6%)	3.0%	$37.47	$25.87	+44.9%	FT LADD BUFF ETF	33740F755
FMAY	FIRST TR EXCHNG TRADED FD VI	478,282 (-2.2%)	$27.44M (-0.1%)	13.1%	$57.37	$39.13	+46.6%	FT VEST US EQT	33740F748
ONEQ	FIDELITY COMWLTH TR	111,023 (-2.7%)	$11.75M (-0.2%)	5.6%	$105.84	$99.57	+6.3%	NASDAQ COMPSIT	315912808

Unchanged Positions (32)

PLTR PALANTIR TECHNOLOGIES INC 1.3%

Value $2.632M Shares 14,070 Share Price $187.05 Est. Cost/Share $117.64 Unrealized @ Report Date +59.0%

MSFT MICROSOFT CORP 1.6%

Value $3.313M Shares 6,459 Share Price $512.90 Est. Cost/Share $231.97 Unrealized @ Report Date +121.1%

XSD SPDR SERIES TRUST 1.9%

Value $3.945M Shares 7,448 Share Price $529.65 Est. Cost/Share $523.85 Unrealized @ Report Date +1.1%

IVV ISHARES TR 6.3%

Value $13.2M Shares 17,230 Share Price $765.87 Est. Cost/Share $367.43 Unrealized @ Report Date +108.4%

CWB SPDR SERIES TRUST 1.4%

Value $2.9M Shares 28,661 Share Price $101.18 Est. Cost/Share $75.35 Unrealized @ Report Date +34.3%

CSCO CISCO SYS INC 0.8%

Value $1.667M Shares 15,487 Share Price $107.63 Est. Cost/Share $104.58 Unrealized @ Report Date +2.9%

HD HOME DEPOT INC 0.3%

Value $623K Shares 2,189 Share Price $284.50 Est. Cost/Share $341.02 Unrealized @ Report Date -16.6%

AVGO BROADCOM INC 0.7%

Value $1.549M Shares 4,412 Share Price $351.19 Est. Cost/Share $152.05 Unrealized @ Report Date +131.0%

EMHY ISHARES INC 1.0%

Value $2.051M Shares 52,955 Share Price $38.74 Est. Cost/Share $36.75 Unrealized @ Report Date +5.4%

FALN ISHARES TR 0.9%

Value $1.968M Shares 75,889 Share Price $25.93 Est. Cost/Share $26.62 Unrealized @ Report Date -2.6%

VOO VANGUARD INDEX FDS 1.7%

Value $3.449M Shares 4,921 Share Price $700.84 Est. Cost/Share $373.07 Unrealized @ Report Date +87.9%

META META PLATFORMS INC 0.2%

Value $334K Shares 460 Share Price $725.08 Est. Cost/Share $451.90 Unrealized @ Report Date +60.5%

HYG ISHARES TR 1.0%

Value $2.176M Shares 28,177 Share Price $77.21 Est. Cost/Share $79.41 Unrealized @ Report Date -2.8%

AGG ISHARES TR 0.6%

Value $1.191M Shares 12,595 Share Price $94.54 Est. Cost/Share $103.49 Unrealized @ Report Date -8.6%

SOXX ISHARES TR 0.2%

Value $428K Shares 753 Share Price $568.64 Est. Cost/Share $249.41 Unrealized @ Report Date +128.0%

PROP PRAIRIE OPER CO 0.0%

Value $57,610 Shares 140,000 Share Price $0.41 Est. Cost/Share $2.85 Unrealized @ Report Date -85.5%

IGIB ISHARES TR 0.3%

Value $525K Shares 10,434 Share Price $50.35 Est. Cost/Share $59.87 Unrealized @ Report Date -15.9%

MUB ISHARES TR 0.2%

Value $436K Shares 4,313 Share Price $101.10 Est. Cost/Share $116.04 Unrealized @ Report Date -12.9%

XLG INVESCO EXCHANGE TRADED FD T 0.3%

Value $695K Shares 10,920 Share Price $63.61 Est. Cost/Share $34.45 Unrealized @ Report Date +84.7%

HWC HANCOCK WHITNEY CORPORATION 0.4%

Value $792K Shares 10,997 Share Price $72.04 Est. Cost/Share $53.93 Unrealized @ Report Date +33.6%

VUG VANGUARD INDEX FDS 0.2%

Value $507K Shares 5,623 Share Price $90.12 Est. Cost/Share $77.00 Unrealized @ Report Date +17.0%

GOOG ALPHABET INC 0.2%

Value $481K Shares 1,413 Share Price $340.72 Est. Cost/Share $137.71 Unrealized @ Report Date +147.4%

VYM VANGUARD WHITEHALL FDS 0.5%

Value $948K Shares 6,108 Share Price $155.20 Est. Cost/Share $111.85 Unrealized @ Report Date +38.8%

AMZN AMAZON COM INC 0.2%

Value $327K Shares 1,311 Share Price $249.15 Est. Cost/Share $150.74 Unrealized @ Report Date +65.3%

VYMI VANGUARD WHITEHALL FDS 0.2%

Value $405K Shares 4,009 Share Price $101.13 Est. Cost/Share $62.40 Unrealized @ Report Date +62.1%

TSM TAIWAN SEMICONDUCTOR MANUFAC 0.1%

Value $210K Shares 460 Share Price $456.19 Est. Cost/Share $405.79 Unrealized @ Report Date +12.4%

SHYG ISHARES TR 0.1%

Value $279K Shares 6,767 Share Price $41.25 Est. Cost/Share $45.13 Unrealized @ Report Date -8.6%

XLK SELECT SECTOR SPDR TR 0.1%

Value $236K Shares 1,204 Share Price $195.75 Est. Cost/Share $170.86 Unrealized @ Report Date +14.6%

PH PARKER-HANNIFIN CORP 0.1%

Value $251K Shares 263 Share Price $955.42 Est. Cost/Share $817.77 Unrealized @ Report Date +16.8%

JPM JPMORGAN CHASE & CO 0.2%

Value $382K Shares 1,154 Share Price $330.72 Est. Cost/Share $179.56 Unrealized @ Report Date +84.2%

QQQ INVESCO QQQ TR 0.2%

Value $455K Shares 615 Share Price $739.77 Est. Cost/Share $353.94 Unrealized @ Report Date +109.0%

IVE ISHARES TR 0.1%

Value $213K Shares 934 Share Price $228.32 Est. Cost/Share $223.37 Unrealized @ Report Date +2.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PLTR	PALANTIR TECHNOLOGIES INC	14,070	$2.632M	1.3%	$187.05	$117.64	+59.0%	CL A	69608A108
MSFT	MICROSOFT CORP	6,459	$3.313M	1.6%	$512.90	$231.97	+121.1%	COM	594918104
XSD	SPDR SERIES TRUST	7,448	$3.945M	1.9%	$529.65	$523.85	+1.1%	ST STR SP SEMI	78464A862
IVV	ISHARES TR	17,230	$13.2M	6.3%	$765.87	$367.43	+108.4%	CORE S&P500 ETF	464287200
CWB	SPDR SERIES TRUST	28,661	$2.9M	1.4%	$101.18	$75.35	+34.3%	ST STR CONV ETF	78464A359
CSCO	CISCO SYS INC	15,487	$1.667M	0.8%	$107.63	$104.58	+2.9%	COM	17275R102
HD	HOME DEPOT INC	2,189	$623K	0.3%	$284.50	$341.02	-16.6%	COM	437076102
AVGO	BROADCOM INC	4,412	$1.549M	0.7%	$351.19	$152.05	+131.0%	COM	11135F101
EMHY	ISHARES INC	52,955	$2.051M	1.0%	$38.74	$36.75	+5.4%	JP MRGN EM HI BD	464286285
FALN	ISHARES TR	75,889	$1.968M	0.9%	$25.93	$26.62	-2.6%	FALN ANGLS USD	46435G474
VOO	VANGUARD INDEX FDS	4,921	$3.449M	1.7%	$700.84	$373.07	+87.9%	S&P 500 ETF SHS	922908363
META	META PLATFORMS INC	460	$334K	0.2%	$725.08	$451.90	+60.5%	CL A	30303M102
HYG	ISHARES TR	28,177	$2.176M	1.0%	$77.21	$79.41	-2.8%	IBOXX HI YD ETF	464288513
AGG	ISHARES TR	12,595	$1.191M	0.6%	$94.54	$103.49	-8.6%	CORE US AGGBD ET	464287226
SOXX	ISHARES TR	753	$428K	0.2%	$568.64	$249.41	+128.0%	ISHARES SEMICDTR	464287523
PROP	PRAIRIE OPER CO	140,000	$57,610	0.0%	$0.41	$2.85	-85.5%	COM	739650109
IGIB	ISHARES TR	10,434	$525K	0.3%	$50.35	$59.87	-15.9%	ISHS 5-10YR INVT	464288638
MUB	ISHARES TR	4,313	$436K	0.2%	$101.10	$116.04	-12.9%	NATIONAL MUN ETF	464288414
XLG	INVESCO EXCHANGE TRADED FD T	10,920	$695K	0.3%	$63.61	$34.45	+84.7%	S&P 500 TOP 50	46137V233
HWC	HANCOCK WHITNEY CORPORATION	10,997	$792K	0.4%	$72.04	$53.93	+33.6%	COM	410120109
VUG	VANGUARD INDEX FDS	5,623	$507K	0.2%	$90.12	$77.00	+17.0%	MRNGSTR GRWT ETF	922908736
GOOG	ALPHABET INC	1,413	$481K	0.2%	$340.72	$137.71	+147.4%	CAP STK CL C	02079K107
VYM	VANGUARD WHITEHALL FDS	6,108	$948K	0.5%	$155.20	$111.85	+38.8%	HIGH DIV YLD	921946406
AMZN	AMAZON COM INC	1,311	$327K	0.2%	$249.15	$150.74	+65.3%	COM	023135106
VYMI	VANGUARD WHITEHALL FDS	4,009	$405K	0.2%	$101.13	$62.40	+62.1%	INTL HIGH ETF	921946794
TSM	TAIWAN SEMICONDUCTOR MANUFAC	460	$210K	0.1%	$456.19	$405.79	+12.4%	SPONSORED ADS	874039100
SHYG	ISHARES TR	6,767	$279K	0.1%	$41.25	$45.13	-8.6%	0-5YR HI YL CP	46434V407
XLK	SELECT SECTOR SPDR TR	1,204	$236K	0.1%	$195.75	$170.86	+14.6%	ST STR TECHN ETF	81369Y803
PH	PARKER-HANNIFIN CORP	263	$251K	0.1%	$955.42	$817.77	+16.8%	COM	701094104
JPM	JPMORGAN CHASE & CO	1,154	$382K	0.2%	$330.72	$179.56	+84.2%	COM	46625H100
QQQ	INVESCO QQQ TR	615	$455K	0.2%	$739.77	$353.94	+109.0%	UNIT SER 1	46090E103
IVE	ISHARES TR	934	$213K	0.1%	$228.32	$223.37	+2.2%	S&P 500 VAL ETF	464287408