Uptown Financial Advisors LLC Diversified Active

Location: Dallas, TX

CIK: 0002066147 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 15, 2026

Total Value: $140M (100.0% shares, 0.0% debt)

Holdings (77)

Increased Positions (29)

VUG VANGUARD INDEX FDS 12.2%
Value $17.11M (+6.4%) Shares 189,861 (+1.7%) Share Price $90.11 Est. Cost/Share $81.57 Unrealized @ Report Date +10.5%
MSFT MICROSOFT CORP 1.2%
Value $1.637M (+128.3%) Shares 3,191 (+66.0%) Share Price $512.90 Est. Cost/Share $437.11 Unrealized @ Report Date +17.3%
IJR ISHARES TR 7.8%
Value $10.93M (-7.2%) Shares 80,370 (+1.2%) Share Price $136.04 Est. Cost/Share $119.28 Unrealized @ Report Date +14.1%
VOO VANGUARD INDEX FDS 0.9%
Value $1.319M (+161.6%) Shares 1,882 (+156.4%) Share Price $700.86 Est. Cost/Share $637.29 Unrealized @ Report Date +10.0%
IVV ISHARES TR 1.7%
Value $2.35M (+19.3%) Shares 3,069 (+16.6%) Share Price $765.85 Est. Cost/Share $626.79 Unrealized @ Report Date +22.2%
NVDA NVIDIA CORPORATION 1.8%
Value $2.488M (+16.8%) Shares 10,895 (+2.3%) Share Price $228.38 Est. Cost/Share $141.28 Unrealized @ Report Date +61.6%
SPY STATE STR SPDR S&P 500 ETF T 2.2%
Value $3.05M (+12.7%) Shares 3,999 (+10.3%) Share Price $762.69 Est. Cost/Share $605.08 Unrealized @ Report Date +26.0%
META META PLATFORMS INC 0.7%
Value $948K (+32.2%) Shares 1,307 (+2.7%) Share Price $725.18 Est. Cost/Share $587.50 Unrealized @ Report Date +23.4%
VIG VANGUARD SPECIALIZED FUNDS 0.3%
Value $474K (+44.8%) Shares 2,032 (+46.8%) Share Price $233.31 Est. Cost/Share $212.59 Unrealized @ Report Date +9.7%
BIV VANGUARD BD INDEX FDS 2.8%
Value $3.903M (-3.5%) Shares 53,563 (+1.6%) Share Price $72.86 Est. Cost/Share $76.29 Unrealized @ Report Date -4.5%
MINT PIMCO ETF TR 0.5%
Value $635K (+27.0%) Shares 6,311 (+27.3%) Share Price $100.57 Est. Cost/Share $100.58 Unrealized @ Report Date -0.0%
SPEM SPDR INDEX SHS FDS 5.8%
Value $8.183M (+1.3%) Shares 158,099 (+1.4%) Share Price $51.76 Est. Cost/Share $41.12 Unrealized @ Report Date +25.9%
CSCO CISCO SYS INC 0.4%
Value $617K (+19.6%) Shares 5,728 (+30.6%) Share Price $107.63 Est. Cost/Share $72.40 Unrealized @ Report Date +48.7%
VO VANGUARD INDEX FDS 8.0%
Value $11.16M (-0.8%) Shares 142,340 (+1.9%) Share Price $78.42 Est. Cost/Share $75.36 Unrealized @ Report Date +4.1%
SCHD SCHWAB STRATEGIC TR 0.3%
Value $490K (+21.2%) Shares 15,066 (+18.2%) Share Price $32.53 Est. Cost/Share $29.24 Unrealized @ Report Date +11.3%
IEFA ISHARES TR 0.4%
Value $530K (+16.2%) Shares 5,471 (+15.9%) Share Price $96.90 Est. Cost/Share $82.32 Unrealized @ Report Date +17.7%
CVX CHEVRON CORPORATION 0.2%
Value $283K (+27.0%) Shares 1,386 (+3.0%) Share Price $204.21 Est. Cost/Share $153.60 Unrealized @ Report Date +33.0%
TXN TEXAS INSTRS INC 0.3%
Value $454K (+13.7%) Shares 1,621 (+21.0%) Share Price $280.09 Est. Cost/Share $207.60 Unrealized @ Report Date +34.9%
SCHF SCHWAB STRATEGIC TR 3.6%
Value $5.06M (+0.8%) Shares 184,188 (+1.7%) Share Price $27.47 Est. Cost/Share $20.70 Unrealized @ Report Date +32.7%
WFC WELLS FARGO & CO 0.2%
Value $284K (+17.1%) Shares 3,554 (+20.9%) Share Price $80.05 Est. Cost/Share $70.10 Unrealized @ Report Date +14.2%
AVGO BROADCOM INC 0.5%
Value $684K (-5.0%) Shares 1,947 (+2.2%) Share Price $351.19 Est. Cost/Share $194.85 Unrealized @ Report Date +80.2%
ABBV ABBVIE INC 0.4%
Value $512K (+6.3%) Shares 1,957 (+2.3%) Share Price $261.59 Est. Cost/Share $179.19 Unrealized @ Report Date +46.0%
JPM JPMORGAN CHASE & CO 0.2%
Value $327K (+4.1%) Shares 987 (+3.0%) Share Price $330.83 Est. Cost/Share $231.61 Unrealized @ Report Date +42.8%
KMI KINDER MORGAN INC DEL 0.2%
Value $212K (-4.4%) Shares 7,047 (+1.4%) Share Price $30.15 Est. Cost/Share $31.17 Unrealized @ Report Date -3.3%
AGG ISHARES TR 0.4%
Value $579K (-1.1%) Shares 6,121 (+3.5%) Share Price $94.55 Est. Cost/Share $98.04 Unrealized @ Report Date -3.6%
VWO VANGUARD INTL EQUITY INDEX F 0.3%
Value $478K (+0.5%) Shares 8,054 (+1.1%) Share Price $59.31 Est. Cost/Share $46.63 Unrealized @ Report Date +27.2%
AXP AMERICAN EXPRESS CO 0.3%
Value $379K (-0.6%) Shares 1,246 (+10.6%) Share Price $304.10 Est. Cost/Share $288.41 Unrealized @ Report Date +5.4%
VBR VANGUARD INDEX FDS 0.3%
Value $434K (-0.1%) Shares 1,878 (+5.0%) Share Price $231.03 Est. Cost/Share $207.14 Unrealized @ Report Date +11.5%
VNQI VANGUARD INTL EQUITY INDEX F 0.2%
Value $310K (+0.0%) Shares 7,287 (+5.5%) Share Price $42.52 Est. Cost/Share $43.97 Unrealized @ Report Date -3.3%

Exited Positions (17)

QQQ INVESCO QQQ TR 7.4%
Value $10.31M Shares 14,000 Share Price $736.40 Est. Cost/Share $613.63 Unrealized @ Report Date +20.6%
QQQ INVESCO QQQ TR 1.1%
Value $1.473M Shares 2,000 Share Price $736.40 Est. Cost/Share $613.63 Unrealized @ Report Date +20.6%
NVDA NVIDIA CORPORATION 0.7%
Value $1M Shares 5,000 Share Price $200.09 * Est. Cost/Share $141.28 Unrealized @ Report Date +61.6%
MSFT MICROSOFT CORP 0.5%
Value $634K Shares 1,700 Share Price $373.02 * Est. Cost/Share $437.11 Unrealized @ Report Date +17.3%
SPCX SPACE EXPLORATION TECHN CORP 0.4%
Value $513K Shares 3,000 Share Price $170.86 * Est. Cost/Share $170.68 Unrealized @ Report Date -11.6%
XLU SELECT SECTOR SPDR TR 0.3%
Value $390K Shares 8,600 Share Price $45.34 * Est. Cost/Share $43.01 Unrealized @ Report Date -8.3%
CSCO CISCO SYS INC 0.3%
Value $376K Shares 3,200 Share Price $117.46 * Est. Cost/Share $72.40 Unrealized @ Report Date +48.7%
XLU SELECT SECTOR SPDR TR 0.3%
Value $358K Shares 7,900 Share Price $45.34 * Est. Cost/Share $43.01 Unrealized @ Report Date -8.3%
TSLA TESLA INC 0.2%
Value $214K Shares 509 Share Price $420.60 * Est. Cost/Share $397.72 Unrealized @ Report Date -10.8%
XOM EXXON MOBIL CORP 0.1%
Value $209K Shares 1,532 Share Price $136.72 * Est. Cost/Share $145.92 Unrealized @ Report Date +11.5%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $209K Shares 743 Share Price $281.21 * Est. Cost/Share $251.95 Unrealized @ Report Date -12.7%
MIDD MIDDLEBY CORP 0.1%
Value $206K Shares 1,200 Share Price $172.01 * Est. Cost/Share $150.73 Unrealized @ Report Date -31.3%
QQQ INVESCO QQQ TR 0.1%
Value $171K Shares 232 Share Price $736.40 Est. Cost/Share $613.63 Unrealized @ Report Date +20.6%
XLE SELECT SECTOR SPDR TR 0.1%
Value $159K Shares 3,000 Share Price $53.11 * Est. Cost/Share $44.98 Unrealized @ Report Date +36.7%
MSFT MICROSOFT CORP 0.1%
Value $112K Shares 300 Share Price $373.02 * Est. Cost/Share $437.11 Unrealized @ Report Date +17.3%
AVGO BROADCOM INC 0.1%
Value $75,550 Shares 200 Share Price $377.75 * Est. Cost/Share $194.85 Unrealized @ Report Date +80.2%
SPCX SPACE EXPLORATION TECHN CORP 0.0%
Value $5,468 Shares 32 Share Price $170.88 * Est. Cost/Share $170.68 Unrealized @ Report Date -11.6%

Decreased Positions (10)

Unchanged Positions (32)

VDE VANGUARD WORLD FD 3.1%
Value $4.317M Shares 25,078 Share Price $172.16 Est. Cost/Share $126.68 Unrealized @ Report Date +35.9%
BSV VANGUARD BD INDEX FDS 5.4%
Value $7.6M Shares 99,475 Share Price $76.40 Est. Cost/Share $77.85 Unrealized @ Report Date -1.9%
SPYG SPDR SERIES TRUST 4.2%
Value $5.863M Shares 47,635 Share Price $123.08 Est. Cost/Share $86.34 Unrealized @ Report Date +42.5%
SPYV SPDR SERIES TRUST 7.2%
Value $10.14M Shares 165,885 Share Price $61.13 Est. Cost/Share $53.53 Unrealized @ Report Date +14.2%
LQD ISHARES TR 1.2%
Value $1.68M Shares 16,441 Share Price $102.18 Est. Cost/Share $109.64 Unrealized @ Report Date -6.8%
IWM ISHARES TR 0.7%
Value $1.038M Shares 3,734 Share Price $277.89 Est. Cost/Share $228.90 Unrealized @ Report Date +21.4%
IJH ISHARES TR 0.7%
Value $1.031M Shares 14,333 Share Price $71.95 Est. Cost/Share $64.28 Unrealized @ Report Date +11.9%
EPD ENTERPRISE PRODS PARTNERS L 1.2%
Value $1.697M Shares 47,658 Share Price $35.61 Est. Cost/Share $31.36 Unrealized @ Report Date —
AAPL APPLE INC 0.4%
Value $521K Shares 1,562 Share Price $333.23 Est. Cost/Share $234.12 Unrealized @ Report Date +42.2%
CAT CATERPILLAR INC 0.1%
Value $203K Shares 250 Share Price $810.79 Est. Cost/Share $878.47 Unrealized @ Report Date -7.7%
VNQ VANGUARD INDEX FDS 0.6%
Value $856K Shares 9,551 Share Price $89.64 Est. Cost/Share $93.67 Unrealized @ Report Date -4.3%
XLE SELECT SECTOR SPDR TR 0.2%
Value $343K Shares 5,575 Share Price $61.50 Est. Cost/Share $44.98 Unrealized @ Report Date +36.7%
— NUVEEN QUALITY MUNCP INCOME 0.2%
Value $222K Shares 21,930 Share Price $10.12 Est. Cost/Share $11.53 Unrealized @ Report Date —
VEA VANGUARD TAX-MANAGED FDS 2.7%
Value $3.74M Shares 52,963 Share Price $70.61 Est. Cost/Share $50.98 Unrealized @ Report Date +38.5%
IJS ISHARES TR 0.4%
Value $560K Shares 4,371 Share Price $128.10 Est. Cost/Share $111.02 Unrealized @ Report Date +15.4%
EMXC ISHARES INC 0.6%
Value $833K Shares 8,409 Share Price $99.08 Est. Cost/Share $59.55 Unrealized @ Report Date +66.4%
SCHV SCHWAB STRATEGIC TR 0.5%
Value $683K Shares 20,492 Share Price $33.31 Est. Cost/Share $27.00 Unrealized @ Report Date +23.4%
VGT VANGUARD WORLD FD 0.4%
Value $515K Shares 4,097 Share Price $125.67 Est. Cost/Share $105.51 Unrealized @ Report Date +19.1%
SCHG SCHWAB STRATEGIC TR 0.3%
Value $412K Shares 11,476 Share Price $35.93 Est. Cost/Share $27.35 Unrealized @ Report Date +31.4%
— NUVEEN AMT FREE QLTY MUN INC 0.1%
Value $114K Shares 11,499 Share Price $9.95 Est. Cost/Share $11.28 Unrealized @ Report Date —
SPMD SPDR SERIES TRUST 0.2%
Value $221K Shares 3,513 Share Price $63.04 Est. Cost/Share $60.87 Unrealized @ Report Date +3.6%
AMZN AMAZON COM INC 0.2%
Value $252K Shares 1,011 Share Price $249.15 Est. Cost/Share $205.32 Unrealized @ Report Date +21.3%
VYM VANGUARD WHITEHALL FDS 0.7%
Value $1.015M Shares 6,538 Share Price $155.20 Est. Cost/Share $130.39 Unrealized @ Report Date +19.0%
GOOGL ALPHABET INC 0.2%
Value $268K Shares 778 Share Price $344.08 Est. Cost/Share $285.60 Unrealized @ Report Date +20.5%
IEMG ISHARES INC 0.3%
Value $373K Shares 4,592 Share Price $81.16 Est. Cost/Share $55.34 Unrealized @ Report Date +46.7%
NFLX NETFLIX INC. 0.2%
Value $250K Shares 3,600 Share Price $69.58 Est. Cost/Share $105.26 Unrealized @ Report Date -33.9%
SUB ISHARES TR 0.1%
Value $202K Shares 1,935 Share Price $104.54 Est. Cost/Share $105.62 Unrealized @ Report Date -1.0%
SPSB SPDR SERIES TRUST 0.2%
Value $211K Shares 7,115 Share Price $29.59 Est. Cost/Share $29.97 Unrealized @ Report Date -1.3%
JBBB JANUS DETROIT STR TR 0.1%
Value $201K Shares 4,265 Share Price $47.21 Est. Cost/Share $47.28 Unrealized @ Report Date -0.2%
JAAA JANUS DETROIT STR TR 0.6%
Value $876K Shares 17,361 Share Price $50.47 Est. Cost/Share $50.78 Unrealized @ Report Date -0.6%
EFA ISHARES TR 0.2%
Value $338K Shares 3,253 Share Price $103.89 Est. Cost/Share $79.20 Unrealized @ Report Date +31.2%
— BLACKSTONE SENI FLTN RAT 202 0.2%
Value $224K Shares 17,320 Share Price $12.95 Est. Cost/Share $14.30 Unrealized @ Report Date —