Smith Asset Management Co., LLC Diversified Active

Name: Smith Asset Management Co., LLC Q2 2026 13F Filing | 13F Explorer
Creator: Smith Asset Management Co., LLC
Published: 2026-07-14

Location: Chiefland, FL

CIK: 0002068217 · Show all filings

Period: Q2 2026 (← Previous)

Filing Date: Jul 14, 2026

Total Value: $127M (100.0% shares, 0.0% debt)

Holdings (70)

New Positions (4)

GRID FIRST TR EXCHANGE-TRADED FD 0.7%

Value $892K Shares 4,654 Est. Cost $191.75 Unrealized —

OUT OUTFRONT MEDIA INC 0.5%

Value $634K Shares 19,354 Est. Cost $32.76 Unrealized —

DIA STATE STR SPDR DOW JONES IND 0.4%

Value $562K Shares 1,075 Est. Cost $522.39 Unrealized —

— EATON VANCE TX ADV GLBL DIV 0.2%

Value $208K Shares 8,836 Est. Cost $23.54 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
GRID	FIRST TR EXCHANGE-TRADED FD	4,654	$892K	0.7%	$191.75	—	NASDQ CLN EDGE	33737A108
OUT	OUTFRONT MEDIA INC	19,354	$634K	0.5%	$32.76	—	COM NEW	69007J304
DIA	STATE STR SPDR DOW JONES IND	1,075	$562K	0.4%	$522.39	—	UT SER 1	78467X109
—	EATON VANCE TX ADV GLBL DIV	8,836	$208K	0.2%	$23.54	—	COM	27828S101

Increased Positions (11)

VGT VANGUARD WORLD FD 4.3%

Value $5.46M (+60.3%) Shares 45,680 (+835.5%) Est. Cost $175.52 Unrealized —

VIS VANGUARD WORLD FD 2.8%

Value $3.587M (+45.3%) Shares 9,954 (+25.9%) Est. Cost $292.73 Unrealized —

QQQ INVESCO QQQ TR 1.6%

Value $2.023M (+88.3%) Shares 2,747 (+47.6%) Est. Cost $629.45 Unrealized —

MSFT MICROSOFT CORP 1.5%

Value $1.89M (+89.1%) Shares 5,066 (+87.6%) Est. Cost $417.12 Unrealized —

AAPL APPLE INC 3.0%

Value $3.847M (+19.7%) Shares 13,293 (+5.0%) Est. Cost $237.18 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 6.3%

Value $7.966M (+7.0%) Shares 15,920 (+2.4%) Est. Cost $468.78 Unrealized —

AMZN AMAZON COM INC 1.3%

Value $1.691M (+25.1%) Shares 7,097 (+9.3%) Est. Cost $212.95 Unrealized —

ARCC ARES CAPITAL CORP 5.1%

Value $6.481M (+4.5%) Shares 349,766 (+1.6%) Est. Cost $19.50 Unrealized —

SPYM SPDR SERIES TRUST 0.9%

Value $1.143M (+26.5%) Shares 13,001 (+10.2%) Est. Cost $75.05 Unrealized —

GOOGL ALPHABET INC 0.5%

Value $606K (+33.4%) Shares 1,696 (+7.3%) Est. Cost $302.95 Unrealized —

— PIMCO CORPORATE & INCOME OPP 1.6%

Value $2.015M (+1.1%) Shares 167,505 (+1.4%) Est. Cost $14.24 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
VGT	VANGUARD WORLD FD	45,680 (+835.5%)	$5.46M (+60.3%)	4.3%	$175.52	—	INF TECH ETF	92204A702
VIS	VANGUARD WORLD FD	9,954 (+25.9%)	$3.587M (+45.3%)	2.8%	$292.73	—	INDUSTRIAL ETF	92204A603
QQQ	INVESCO QQQ TR	2,747 (+47.6%)	$2.023M (+88.3%)	1.6%	$629.45	—	UNIT SER 1	46090E103
MSFT	MICROSOFT CORP	5,066 (+87.6%)	$1.89M (+89.1%)	1.5%	$417.12	—	COM	594918104
AAPL	APPLE INC	13,293 (+5.0%)	$3.847M (+19.7%)	3.0%	$237.18	—	COM	037833100
BRK/B	BERKSHIRE HATHAWAY INC DEL	15,920 (+2.4%)	$7.966M (+7.0%)	6.3%	$468.78	—	CL B NEW	084670702
AMZN	AMAZON COM INC	7,097 (+9.3%)	$1.691M (+25.1%)	1.3%	$212.95	—	COM	023135106
ARCC	ARES CAPITAL CORP	349,766 (+1.6%)	$6.481M (+4.5%)	5.1%	$19.50	—	COM	04010L103
SPYM	SPDR SERIES TRUST	13,001 (+10.2%)	$1.143M (+26.5%)	0.9%	$75.05	—	ST STR P500ETF	78464A854
GOOGL	ALPHABET INC	1,696 (+7.3%)	$606K (+33.4%)	0.5%	$302.95	—	CAP STK CL A	02079K305
—	PIMCO CORPORATE & INCOME OPP	167,505 (+1.4%)	$2.015M (+1.1%)	1.6%	$14.24	—	COM	72201B101

Exited Positions (5)

VB VANGUARD INDEX FDS 0.7%

Value $853K Shares 3,255 Est. Cost $244.69 Unrealized —

VDE VANGUARD WORLD FD 0.5%

Value $623K Shares 3,602 Est. Cost $132.23 Unrealized —

XLV SELECT SECTOR SPDR TR 0.5%

Value $607K Shares 4,137 Est. Cost $139.06 Unrealized —

XLF SELECT SECTOR SPDR TR 0.2%

Value $234K Shares 4,742 Est. Cost $48.48 Unrealized —

BUI-R BLACKROCK UTILS INFRASTRUCTU 0.0%

Value $426 Shares 53,294 Est. Cost $0.01 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
VB	VANGUARD INDEX FDS	3,255	$853K	0.7%	$244.69	—	—	922908751
VDE	VANGUARD WORLD FD	3,602	$623K	0.5%	$132.23	—	—	92204A306
XLV	SELECT SECTOR SPDR TR	4,137	$607K	0.5%	$139.06	—	—	81369Y209
XLF	SELECT SECTOR SPDR TR	4,742	$234K	0.2%	$48.48	—	—	81369Y605
BUI-R	BLACKROCK UTILS INFRASTRUCTU	53,294	$426	0.0%	$0.01	—	—	09248D112

Decreased Positions (35)

— CALAMOS STRATEGIC TOTAL RETU 3.7%

Value $4.659M (+18.4%) Shares 226,606 (-1.4%) Est. Cost $17.70 Unrealized —

— ABRDN HEALTHCARE INVESTORS 1.9%

Value $2.478M (+20.8%) Shares 112,724 (-2.2%) Est. Cost $16.05 Unrealized —

— COLUMBIA SELIGM PREM TECH GR 0.7%

Value $846K (+38.8%) Shares 15,702 (-2.3%) Est. Cost $32.02 Unrealized —

— FIRST TR ENHANCED EQUITY 2.6%

Value $3.349M (+7.1%) Shares 149,777 (-2.3%) Est. Cost $20.71 Unrealized —

— NUVEEN PFD & INCOME OPPORTUN 5.5%

Value $7.02M (+2.2%) Shares 890,862 (-2.3%) Est. Cost $8.07 Unrealized —

— DNP SELECT INCOME FD INC 3.4%

Value $4.274M (+3.3%) Shares 396,153 (-1.4%) Est. Cost $8.84 Unrealized —

— COHEN & STEERS INFRASTRUCTUR 2.0%

Value $2.59M (+5.5%) Shares 93,866 (-1.1%) Est. Cost $24.04 Unrealized —

SPH SUBURBAN PROPANE PARTNERS L 0.6%

Value $709K (-14.3%) Shares 41,451 (-1.3%) Est. Cost $17.20 Unrealized —

— BLACKROCK UTILS INFRASTRUCTU 1.2%

Value $1.524M (+8.3%) Shares 52,521 (-1.5%) Est. Cost $23.62 Unrealized —

— PIMCO DYNAMIC INCOME FD 2.1%

Value $2.686M (-3.4%) Shares 160,826 (-1.0%) Est. Cost $18.51 Unrealized —

— BLACKROCK HEALTH SCIENCES TR 0.5%

Value $695K (+9.2%) Shares 16,179 (-2.1%) Est. Cost $38.47 Unrealized —

— REAVES UTIL INCOME FD 2.4%

Value $3.008M (+1.6%) Shares 73,879 (-2.0%) Est. Cost $31.69 Unrealized —

— BLACKROCK DEBT STRATEGIES FD 1.5%

Value $1.883M (-1.6%) Shares 194,122 (-2.7%) Est. Cost $10.65 Unrealized —

— FLAHERTY & CRUMRINE DYNAMIC 1.5%

Value $1.938M (+1.6%) Shares 93,742 (-1.4%) Est. Cost $19.96 Unrealized —

— FLAHERTY & CRUMRIN PFD & INM 1.0%

Value $1.22M (+2.5%) Shares 74,916 (-2.5%) Est. Cost $13.74 Unrealized —

— BLACKROCK LTD DURATION INCOM 0.5%

Value $666K (-3.9%) Shares 53,354 (-3.1%) Est. Cost $14.10 Unrealized —

— ALLIANCEBERNSTEIN GLOBAL HIG 3.1%

Value $3.982M (-0.7%) Shares 386,580 (-1.9%) Est. Cost $10.73 Unrealized —

OHI OMEGA HEALTHCARE INVS INC 0.6%

Value $747K (+3.3%) Shares 15,667 (-5.1%) Est. Cost $37.85 Unrealized —

— LIBERTY ALL-STAR GROWTH FD I 0.2%

Value $220K (+12.0%) Shares 40,227 (-2.8%) Est. Cost $5.65 Unrealized —

— WSTRN AST GLBL CORP OPP FD I 0.9%

Value $1.193M (-1.6%) Shares 111,189 (-1.3%) Est. Cost $11.33 Unrealized —

— FLAHERTY & CRUMRINE PFD INCO 0.7%

Value $845K (+2.1%) Shares 72,668 (-1.9%) Est. Cost $11.27 Unrealized —

SEVN SEVEN HILLS REALTY TRUST 0.2%

Value $247K (-6.2%) Shares 29,326 (-8.5%) Est. Cost $12.07 Unrealized —

DUK DUKE ENERGY CORP NEW 0.3%

Value $332K (-4.6%) Shares 2,619 (-1.3%) Est. Cost $108.79 Unrealized —

VOT VANGUARD INDEX FDS 0.4%

Value $528K (+3.0%) Shares 1,723 (-13.5%) Est. Cost $269.12 Unrealized —

MO ALTRIA GROUP INC 0.2%

Value $262K (+6.1%) Shares 3,636 (-2.7%) Est. Cost $48.82 Unrealized —

— MORGAN STANLEY EMKT DBT FD I 0.4%

Value $518K (+2.6%) Shares 71,002 (-1.3%) Est. Cost $7.68 Unrealized —

— PUTNAM MUN OPPORTUNITIES TR 0.1%

Value $132K (-6.6%) Shares 12,549 (-8.7%) Est. Cost $10.30 Unrealized —

— COHEN & STEERS TOTAL RETURN 3.0%

Value $3.777M (-0.2%) Shares 333,654 (-1.8%) Est. Cost $11.57 Unrealized —

— FLAHERTY & CRUMRINE PFD INCO 0.2%

Value $284K (-1.3%) Shares 30,718 (-3.5%) Est. Cost $9.04 Unrealized —

MCI BARINGS CORPORATE INVS 2.3%

Value $2.977M (-0.1%) Shares 169,554 (-1.9%) Est. Cost $20.38 Unrealized —

— COHEN & STEERS LTD DURATION 0.3%

Value $383K (+0.9%) Shares 18,109 (-4.8%) Est. Cost $20.98 Unrealized —

— BLACKROCK CR ALLOCATION 2.2%

Value $2.794M (+0.1%) Shares 273,343 (-1.1%) Est. Cost $10.46 Unrealized —

— LIBERTY ALL STAR EQUITY FD 0.1%

Value $106K (+2.7%) Shares 18,202 (-1.9%) Est. Cost $6.95 Unrealized —

— FLAHERTY & CRUMRINE TOTAL RE 1.6%

Value $2.096M (+0.1%) Shares 124,011 (-1.7%) Est. Cost $16.70 Unrealized —

— ABRDN GLOBAL INFRA INCOME FU 1.0%

Value $1.313M (+0.1%) Shares 56,489 (-3.7%) Est. Cost $17.53 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	CALAMOS STRATEGIC TOTAL RETU	226,606 (-1.4%)	$4.659M (+18.4%)	3.7%	$17.70	—	COM SH BEN INT	128125101
—	ABRDN HEALTHCARE INVESTORS	112,724 (-2.2%)	$2.478M (+20.8%)	1.9%	$16.05	—	SH BEN INT	87911J103
—	COLUMBIA SELIGM PREM TECH GR	15,702 (-2.3%)	$846K (+38.8%)	0.7%	$32.02	—	COM	19842X109
—	FIRST TR ENHANCED EQUITY	149,777 (-2.3%)	$3.349M (+7.1%)	2.6%	$20.71	—	COM	337318109
—	NUVEEN PFD & INCOME OPPORTUN	890,862 (-2.3%)	$7.02M (+2.2%)	5.5%	$8.07	—	COM	67073B106
—	DNP SELECT INCOME FD INC	396,153 (-1.4%)	$4.274M (+3.3%)	3.4%	$8.84	—	COM	23325P104
—	COHEN & STEERS INFRASTRUCTUR	93,866 (-1.1%)	$2.59M (+5.5%)	2.0%	$24.04	—	COM	19248A109
SPH	SUBURBAN PROPANE PARTNERS L	41,451 (-1.3%)	$709K (-14.3%)	0.6%	$17.20	—	UNIT LTD PARTN	864482104
—	BLACKROCK UTILS INFRASTRUCTU	52,521 (-1.5%)	$1.524M (+8.3%)	1.2%	$23.62	—	COM	09248D104
—	PIMCO DYNAMIC INCOME FD	160,826 (-1.0%)	$2.686M (-3.4%)	2.1%	$18.51	—	SHS	72201Y101
—	BLACKROCK HEALTH SCIENCES TR	16,179 (-2.1%)	$695K (+9.2%)	0.5%	$38.47	—	COM	09250W107
—	REAVES UTIL INCOME FD	73,879 (-2.0%)	$3.008M (+1.6%)	2.4%	$31.69	—	COM SH BEN INT	756158101
—	BLACKROCK DEBT STRATEGIES FD	194,122 (-2.7%)	$1.883M (-1.6%)	1.5%	$10.65	—	COM NEW	09255R202
—	FLAHERTY & CRUMRINE DYNAMIC	93,742 (-1.4%)	$1.938M (+1.6%)	1.5%	$19.96	—	SHS	33848W106
—	FLAHERTY & CRUMRIN PFD & INM	74,916 (-2.5%)	$1.22M (+2.5%)	1.0%	$13.74	—	COM	338478100
—	BLACKROCK LTD DURATION INCOM	53,354 (-3.1%)	$666K (-3.9%)	0.5%	$14.10	—	COM SHS	09249W101
—	ALLIANCEBERNSTEIN GLOBAL HIG	386,580 (-1.9%)	$3.982M (-0.7%)	3.1%	$10.73	—	COM	01879R106
OHI	OMEGA HEALTHCARE INVS INC	15,667 (-5.1%)	$747K (+3.3%)	0.6%	$37.85	—	COM	681936100
—	LIBERTY ALL-STAR GROWTH FD I	40,227 (-2.8%)	$220K (+12.0%)	0.2%	$5.65	—	COM	529900102
—	WSTRN AST GLBL CORP OPP FD I	111,189 (-1.3%)	$1.193M (-1.6%)	0.9%	$11.33	—	COM	95790C107
—	FLAHERTY & CRUMRINE PFD INCO	72,668 (-1.9%)	$845K (+2.1%)	0.7%	$11.27	—	COM	338480106
SEVN	SEVEN HILLS REALTY TRUST	29,326 (-8.5%)	$247K (-6.2%)	0.2%	$12.07	—	COM	81784E101
DUK	DUKE ENERGY CORP NEW	2,619 (-1.3%)	$332K (-4.6%)	0.3%	$108.79	—	COM NEW	26441C204
VOT	VANGUARD INDEX FDS	1,723 (-13.5%)	$528K (+3.0%)	0.4%	$269.12	—	MCAP GR IDXVIP	922908538
MO	ALTRIA GROUP INC	3,636 (-2.7%)	$262K (+6.1%)	0.2%	$48.82	—	COM	02209S103
—	MORGAN STANLEY EMKT DBT FD I	71,002 (-1.3%)	$518K (+2.6%)	0.4%	$7.68	—	COM	61744H105
—	PUTNAM MUN OPPORTUNITIES TR	12,549 (-8.7%)	$132K (-6.6%)	0.1%	$10.30	—	SH BEN INT	746922103
—	COHEN & STEERS TOTAL RETURN	333,654 (-1.8%)	$3.777M (-0.2%)	3.0%	$11.57	—	COM	19247R103
—	FLAHERTY & CRUMRINE PFD INCO	30,718 (-3.5%)	$284K (-1.3%)	0.2%	$9.04	—	COM	33848E106
MCI	BARINGS CORPORATE INVS	169,554 (-1.9%)	$2.977M (-0.1%)	2.3%	$20.38	—	COM	06759X107
—	COHEN & STEERS LTD DURATION	18,109 (-4.8%)	$383K (+0.9%)	0.3%	$20.98	—	COM	19248C105
—	BLACKROCK CR ALLOCATION	273,343 (-1.1%)	$2.794M (+0.1%)	2.2%	$10.46	—	COM	092508100
—	LIBERTY ALL STAR EQUITY FD	18,202 (-1.9%)	$106K (+2.7%)	0.1%	$6.95	—	SH BEN INT	530158104
—	FLAHERTY & CRUMRINE TOTAL RE	124,011 (-1.7%)	$2.096M (+0.1%)	1.6%	$16.70	—	COM	338479108
—	ABRDN GLOBAL INFRA INCOME FU	56,489 (-3.7%)	$1.313M (+0.1%)	1.0%	$17.53	—	COM SHS BEN INT	00326W106

Unchanged Positions (20)

SPY STATE STR SPDR S&P 500 ETF T 3.5%

Value $4.491M Shares 6,014 Est. Cost $590.05 Unrealized —

NLY ANNALY CAPITAL MANAGEMENT IN 2.2%

Value $2.812M Shares 125,746 Est. Cost $18.56 Unrealized —

— BLACKROCK ENHANCED INTL DIV 2.2%

Value $2.746M Shares 478,458 Est. Cost $5.31 Unrealized —

DOC HEALTHPEAK PROPERTIES INC 0.5%

Value $583K Shares 27,243 Est. Cost $20.16 Unrealized —

IRM IRON MTN INC DEL 0.5%

Value $601K Shares 4,756 Est. Cost $112.79 Unrealized —

VTV VANGUARD INDEX FDS 0.9%

Value $1.105M Shares 5,071 Est. Cost $174.81 Unrealized —

— COHEN & STEERS SELECT PFD & 2.1%

Value $2.61M Shares 129,643 Est. Cost $19.77 Unrealized —

DHC DIVERSIFIED HEALTHCARE TR 0.2%

Value $207K Shares 22,293 Est. Cost $2.30 Unrealized —

WMT WALMART INC 0.4%

Value $503K Shares 4,444 Est. Cost $85.80 Unrealized —

MPV BARINGS PARTN INVS 0.9%

Value $1.145M Shares 68,007 Est. Cost $17.10 Unrealized —

— NUVEEN AMT FREE MUN CR INC F 0.9%

Value $1.112M Shares 86,848 Est. Cost $12.26 Unrealized —

— COHEN & STEERS REIT & PFD & 0.7%

Value $920K Shares 45,341 Est. Cost $20.92 Unrealized —

— SOURCE CAPITAL 1.0%

Value $1.29M Shares 28,062 Est. Cost $41.56 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 0.2%

Value $208K Shares 18,203 Est. Cost $10.87 Unrealized —

— PIMCO CORPORATE & INCM STRG 2.3%

Value $2.897M Shares 242,388 Est. Cost $13.16 Unrealized —

AMGN AMGEN INC 0.2%

Value $239K Shares 661 Est. Cost $315.95 Unrealized —

SVC SERVICE PPTYS TR 0.0%

Value $30,085 Shares 17,802 Est. Cost $2.54 Unrealized —

— GUGGENHEIM STRATEGIC OPPORTU 1.2%

Value $1.529M Shares 140,005 Est. Cost $14.26 Unrealized —

— WESTERN ASSET PREMIER BD FD 0.2%

Value $196K Shares 18,367 Est. Cost $10.79 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 0.5%

Value $603K Shares 70,459 Est. Cost $9.71 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	STATE STR SPDR S&P 500 ETF T	6,014	$4.491M	3.5%	$590.05	—	TR UNIT	78462F103
NLY	ANNALY CAPITAL MANAGEMENT IN	125,746	$2.812M	2.2%	$18.56	—	COM NEW	035710839
—	BLACKROCK ENHANCED INTL DIV	478,458	$2.746M	2.2%	$5.31	—	COM BENE INTER	092524107
DOC	HEALTHPEAK PROPERTIES INC	27,243	$583K	0.5%	$20.16	—	COM	42250P103
IRM	IRON MTN INC DEL	4,756	$601K	0.5%	$112.79	—	COM	46284V101
VTV	VANGUARD INDEX FDS	5,071	$1.105M	0.9%	$174.81	—	VALUE ETF	922908744
—	COHEN & STEERS SELECT PFD &	129,643	$2.61M	2.1%	$19.77	—	COM	19248Y107
DHC	DIVERSIFIED HEALTHCARE TR	22,293	$207K	0.2%	$2.30	—	COM SH BEN INT	25525P107
WMT	WALMART INC	4,444	$503K	0.4%	$85.80	—	COM	931142103
MPV	BARINGS PARTN INVS	68,007	$1.145M	0.9%	$17.10	—	SH BEN INT	06761A103
—	NUVEEN AMT FREE MUN CR INC F	86,848	$1.112M	0.9%	$12.26	—	COM	67071L106
—	COHEN & STEERS REIT & PFD &	45,341	$920K	0.7%	$20.92	—	COM	19247X100
—	SOURCE CAPITAL	28,062	$1.29M	1.0%	$41.56	—	COM SHS OF BEN I	836144303
—	ALLIANCEBERNSTEIN NATL MUN I	18,203	$208K	0.2%	$10.87	—	COM	01864U106
—	PIMCO CORPORATE & INCM STRG	242,388	$2.897M	2.3%	$13.16	—	COM	72200U100
AMGN	AMGEN INC	661	$239K	0.2%	$315.95	—	COM	031162100
SVC	SERVICE PPTYS TR	17,802	$30,085	0.0%	$2.54	—	COM SH BEN INT	81761L102
—	GUGGENHEIM STRATEGIC OPPORTU	140,005	$1.529M	1.2%	$14.26	—	COM SBI	40167F101
—	WESTERN ASSET PREMIER BD FD	18,367	$196K	0.2%	$10.79	—	SHS BEN INT	957664105
—	BLACKROCK CORPOR HI YLD FD I	70,459	$603K	0.5%	$9.71	—	COM	09255P107