Split Rock Private Trading & Wealth Management, LLC Concentrated Active

CIK: 0002095884 · Show all filings

Period: Q4 2025

Filing Date: Jan 23, 2026

Total Value ($000): $124,770 (100.0% shares, 0.0% debt)

Holdings (36)

KOOL SPINNAKER ETF SERIES 39.5%

Value ($000) $49,229 Shares 3,876,113 Est. Cost $12.70 Unrealized —

FBND FIDELITY MERRIMACK STR TR 11.3%

Value ($000) $14,047 Shares 305,098 Est. Cost $46.04 Unrealized —

JAAA JANUS DETROIT STR TR 7.9%

Value ($000) $9,906 Shares 195,844 Est. Cost $50.58 Unrealized —

QQQ INVESCO QQQ TR 5.8%

Value ($000) $7,199 Shares 11,719 Est. Cost $614.32 Unrealized —

AAPL APPLE INC 5.6%

Value ($000) $6,950 Shares 25,564 Est. Cost $268.34 Unrealized 0.0%

AMZN AMAZON COM INC 4.5%

Value ($000) $5,636 Shares 24,419 Est. Cost $228.79 Unrealized 0.0%

BUFR FIRST TR EXCHNG TRADED FD VI 4.3%

Value ($000) $5,377 Shares 156,934 Est. Cost $34.26 Unrealized —

XLP SELECT SECTOR SPDR TR 3.8%

Value ($000) $4,703 Shares 60,547 Est. Cost $77.68 Unrealized —

IJR ISHARES TR 3.7%

Value ($000) $4,630 Shares 38,525 Est. Cost $120.18 Unrealized —

EFAA INVESCO ACTIVELY MANAGED EXC 1.4%

Value ($000) $1,808 Shares 33,448 Est. Cost $54.05 Unrealized —

NVDA NVIDIA CORPORATION 1.4%

Value ($000) $1,730 Shares 9,275 Est. Cost $186.13 Unrealized 0.0%

MSFT MICROSOFT CORP 1.2%

Value ($000) $1,549 Shares 3,203 Est. Cost $500.58 Unrealized 0.0%

JMBS JANUS DETROIT STR TR 1.1%

Value ($000) $1,326 Shares 29,018 Est. Cost $45.69 Unrealized —

NOBL PROSHARES TR 0.9%

Value ($000) $1,111 Shares 10,673 Est. Cost $104.07 Unrealized —

MUB ISHARES TR 0.8%

Value ($000) $1,032 Shares 9,636 Est. Cost $107.12 Unrealized —

SLVO UBS AG 0.7%

Value ($000) $864 Shares 8,652 Est. Cost $99.87 Unrealized —

PWR QUANTA SVCS INC 0.6%

Value ($000) $785 Shares 1,860 Est. Cost $439.27 Unrealized 0.0%

BGLD FIRST TR EXCHANGE-TRADED FD 0.6%

Value ($000) $741 Shares 43,323 Est. Cost $17.11 Unrealized —

FBTC FIDELITY WISE ORIGIN BITCOIN 0.5%

Value ($000) $645 Shares 8,458 Est. Cost $76.23 Unrealized —

ETH GRAYSCALE ETHEREUM MINI TR E 0.4%

Value ($000) $561 Shares 19,981 Est. Cost $28.06 Unrealized —

WMT WALMART INC 0.4%

Value ($000) $547 Shares 4,906 Est. Cost $107.20 Unrealized 0.0%

AVGO BROADCOM INC 0.4%

Value ($000) $539 Shares 1,557 Est. Cost $357.00 Unrealized 0.0%

TDV PROSHARES TR 0.4%

Value ($000) $453 Shares 5,234 Est. Cost $86.57 Unrealized —

IVV ISHARES TR 0.3%

Value ($000) $391 Shares 571 Est. Cost $684.42 Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value ($000) $390 Shares 3,237 Est. Cost $115.49 Unrealized 0.0%

BIV VANGUARD BD INDEX FDS 0.3%

Value ($000) $346 Shares 4,448 Est. Cost $77.88 Unrealized —

FDVV FIDELITY COVINGTON TRUST 0.3%

Value ($000) $342 Shares 6,036 Est. Cost $56.69 Unrealized —

RDVI FIRST TR EXCHANGE-TRADED FD 0.2%

Value ($000) $297 Shares 11,335 Est. Cost $26.24 Unrealized —

ORCL ORACLE CORP 0.2%

Value ($000) $284 Shares 1,456 Est. Cost $238.05 Unrealized 0.0%

AGI ALAMOS GOLD INC NEW 0.2%

Value ($000) $270 Shares 6,990 Est. Cost $34.84 Unrealized 0.0%

XLV SELECT SECTOR SPDR TR 0.2%

Value ($000) $224 Shares 1,447 Est. Cost $154.78 Unrealized —

IWS ISHARES TR 0.2%

Value ($000) $216 Shares 1,531 Est. Cost $141.05 Unrealized —

IWP ISHARES TR 0.2%

Value ($000) $214 Shares 1,565 Est. Cost $136.94 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 0.2%

Value ($000) $209 Shares 2,490 Est. Cost $83.75 Unrealized —

UPS UNITED PARCEL SERVICE INC 0.2%

Value ($000) $206 Shares 2,078 Est. Cost $92.75 Unrealized 0.0%

ELDN ELEDON PHARMACEUTICALS INC 0.0%

Value ($000) $15 Shares 10,000 Est. Cost $2.38 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KOOL	SPINNAKER ETF SERIES	3,876,113	$49,229	39.5%	$12.70	—	NORTH SHORE EQTY	84858T855
FBND	FIDELITY MERRIMACK STR TR	305,098	$14,047	11.3%	$46.04	—	TOTAL BD ETF	316188309
JAAA	JANUS DETROIT STR TR	195,844	$9,906	7.9%	$50.58	—	HENDRSON AAA CL	47103U845
QQQ	INVESCO QQQ TR	11,719	$7,199	5.8%	$614.32	—	UNIT SER 1	46090E103
AAPL	APPLE INC	25,564	$6,950	5.6%	$268.34	0.0%	COM	037833100
AMZN	AMAZON COM INC	24,419	$5,636	4.5%	$228.79	0.0%	COM	023135106
BUFR	FIRST TR EXCHNG TRADED FD VI	156,934	$5,377	4.3%	$34.26	—	FT VEST LADDERED	33740F755
XLP	SELECT SECTOR SPDR TR	60,547	$4,703	3.8%	$77.68	—	STATE STREET CON	81369Y308
IJR	ISHARES TR	38,525	$4,630	3.7%	$120.18	—	CORE S&P SCP ETF	464287804
EFAA	INVESCO ACTIVELY MANAGED EXC	33,448	$1,808	1.4%	$54.05	—	MSCI EAFE INCOME	46090A713
NVDA	NVIDIA CORPORATION	9,275	$1,730	1.4%	$186.13	0.0%	COM	67066G104
MSFT	MICROSOFT CORP	3,203	$1,549	1.2%	$500.58	0.0%	COM	594918104
JMBS	JANUS DETROIT STR TR	29,018	$1,326	1.1%	$45.69	—	HENDERSON MTG	47103U852
NOBL	PROSHARES TR	10,673	$1,111	0.9%	$104.07	—	S&P 500 DV ARIST	74348A467
MUB	ISHARES TR	9,636	$1,032	0.8%	$107.12	—	NATIONAL MUN ETF	464288414
SLVO	UBS AG	8,652	$864	0.7%	$99.87	—	ETRACS SILVER SH	22542D225
PWR	QUANTA SVCS INC	1,860	$785	0.6%	$439.27	0.0%	COM	74762E102
BGLD	FIRST TR EXCHANGE-TRADED FD	43,323	$741	0.6%	$17.11	—	VEST GOLD STRTGY	33733E849
FBTC	FIDELITY WISE ORIGIN BITCOIN	8,458	$645	0.5%	$76.23	—	SHS	315948109
ETH	GRAYSCALE ETHEREUM MINI TR E	19,981	$561	0.4%	$28.06	—	SHS NEW	38964R203
WMT	WALMART INC	4,906	$547	0.4%	$107.20	0.0%	COM	931142103
AVGO	BROADCOM INC	1,557	$539	0.4%	$357.00	0.0%	COM	11135F101
TDV	PROSHARES TR	5,234	$453	0.4%	$86.57	—	S&P TECH DIVIDEN	74347G606
IVV	ISHARES TR	571	$391	0.3%	$684.42	—	CORE S&P500 ETF	464287200
XOM	EXXON MOBIL CORP	3,237	$390	0.3%	$115.49	0.0%	COM	30231G102
BIV	VANGUARD BD INDEX FDS	4,448	$346	0.3%	$77.88	—	INTERMED TERM	921937819
FDVV	FIDELITY COVINGTON TRUST	6,036	$342	0.3%	$56.69	—	HIGH DIVID ETF	316092840
RDVI	FIRST TR EXCHANGE-TRADED FD	11,335	$297	0.2%	$26.24	—	FT VEST RIS	33738D879
ORCL	ORACLE CORP	1,456	$284	0.2%	$238.05	0.0%	COM	68389X105
AGI	ALAMOS GOLD INC NEW	6,990	$270	0.2%	$34.84	0.0%	COM CL A	011532108
XLV	SELECT SECTOR SPDR TR	1,447	$224	0.2%	$154.78	—	STATE STREET HEA	81369Y209
IWS	ISHARES TR	1,531	$216	0.2%	$141.05	—	RUS MDCP VAL ETF	464287473
IWP	ISHARES TR	1,565	$214	0.2%	$136.94	—	RUS MD CP GR ETF	464287481
VCIT	VANGUARD SCOTTSDALE FDS	2,490	$209	0.2%	$83.75	—	INT-TERM CORP	92206C870
UPS	UNITED PARCEL SERVICE INC	2,078	$206	0.2%	$92.75	0.0%	CL B	911312106
ELDN	ELEDON PHARMACEUTICALS INC	10,000	$15	0.0%	$2.38	0.0%	COM	28617K101