ASL Financial, LLC Diversified Active

Name: ASL Financial, LLC Q3 2026 13F Filing | 13F Explorer
Creator: ASL Financial, LLC
Published: 2026-10-15

Location: Los Gatos, CA

CIK: 0002105933 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 15, 2026

Total Value: $146M (100.0% shares, 0.0% debt)

Holdings (98)

New Positions (4)

XOM EXXONMOBIL HOLDINGS CORP 0.2%

Value $357K Shares 2,191 Share Price $162.75 Est. Cost/Share $162.75 Unrealized @ Report Date —

FTSM FIRST TR EXCHANGE-TRADED FD 0.1%

Value $210K Shares 3,535 Share Price $59.51 Est. Cost/Share $59.78 Unrealized @ Report Date -0.5%

META META PLATFORMS INC 0.1%

Value $209K Shares 288 Share Price $725.18 Est. Cost/Share $624.16 Unrealized @ Report Date +16.2%

BSV VANGUARD BD INDEX FDS 0.1%

Value $208K Shares 2,721 Share Price $76.40 Est. Cost/Share $77.31 Unrealized @ Report Date -1.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XOM	EXXONMOBIL HOLDINGS CORP	2,191	$357K	0.2%	$162.75	$162.75	—	COM SHS	30233Q108
FTSM	FIRST TR EXCHANGE-TRADED FD	3,535	$210K	0.1%	$59.51	$59.78	-0.5%	FIRST TR ENH NEW	33739Q408
META	META PLATFORMS INC	288	$209K	0.1%	$725.18	$624.16	+16.2%	CL A	30303M102
BSV	VANGUARD BD INDEX FDS	2,721	$208K	0.1%	$76.40	$77.31	-1.2%	SHORT TRM BOND	921937827

Increased Positions (24)

IVV ISHARES TR 11.3%

Value $16.57M (+14.2%) Shares 21,649 (+11.7%) Share Price $765.43 Est. Cost/Share $687.95 Unrealized @ Report Date +11.3%

IUSB ISHARES TR 3.6%

Value $5.229M (+35.1%) Shares 118,598 (+41.4%) Share Price $44.09 Est. Cost/Share $46.31 Unrealized @ Report Date -4.8%

IVW ISHARES TR 1.1%

Value $1.643M (+60.8%) Shares 11,546 (+55.4%) Share Price $142.26 Est. Cost/Share $128.32 Unrealized @ Report Date +10.9%

IVE ISHARES TR 1.1%

Value $1.661M (+59.5%) Shares 7,276 (+58.7%) Share Price $228.28 Est. Cost/Share $220.07 Unrealized @ Report Date +3.7%

DYNF BLACKROCK ETF TRUST 1.2%

Value $1.826M (+49.8%) Shares 26,369 (+47.1%) Share Price $69.26 Est. Cost/Share $63.13 Unrealized @ Report Date +9.7%

GOVT ISHARES TR 0.4%

Value $565K (+147.1%) Shares 25,818 (+157.4%) Share Price $21.87 Est. Cost/Share $22.69 Unrealized @ Report Date -3.6%

IEMG ISHARES INC 1.0%

Value $1.437M (+26.2%) Shares 17,708 (+28.8%) Share Price $81.16 Est. Cost/Share $71.02 Unrealized @ Report Date +14.3%

BAI BLACKROCK ETF TRUST 0.5%

Value $678K (+53.0%) Shares 14,372 (+70.9%) Share Price $47.19 Est. Cost/Share $39.20 Unrealized @ Report Date +20.4%

ICLO INVESCO ACTIVELY MANAGED EXC 2.3%

Value $3.377M (+7.4%) Shares 131,949 (+7.4%) Share Price $25.59 Est. Cost/Share $25.59 Unrealized @ Report Date -0.0%

MBB ISHARES TR 0.8%

Value $1.2M (+23.8%) Shares 13,388 (+30.6%) Share Price $89.62 Est. Cost/Share $94.77 Unrealized @ Report Date -5.4%

EFG ISHARES TR 0.7%

Value $1.004M (+29.8%) Shares 8,382 (+34.8%) Share Price $119.83 Est. Cost/Share $116.93 Unrealized @ Report Date +2.5%

TLH ISHARES TR 0.6%

Value $857K (+27.8%) Shares 9,293 (+39.1%) Share Price $92.17 Est. Cost/Share $101.29 Unrealized @ Report Date -9.0%

EFV ISHARES TR 0.9%

Value $1.334M (+13.6%) Shares 16,861 (+9.8%) Share Price $79.14 Est. Cost/Share $70.93 Unrealized @ Report Date +11.6%

MTUM ISHARES TR 0.4%

Value $645K (+32.6%) Shares 2,031 (+43.2%) Share Price $317.34 Est. Cost/Share $269.75 Unrealized @ Report Date +17.6%

THRO BLACKROCK ETF TRUST 0.2%

Value $351K (+64.3%) Shares 7,972 (+61.1%) Share Price $43.98 Est. Cost/Share $42.16 Unrealized @ Report Date +4.3%

IYY ISHARES TR 2.6%

Value $3.797M (+2.9%) Shares 20,480 (+1.2%) Share Price $185.40 Est. Cost/Share $164.79 Unrealized @ Report Date +12.5%

VTV VANGUARD INDEX FDS 0.5%

Value $736K (+16.9%) Shares 3,407 (+17.9%) Share Price $216.08 Est. Cost/Share $193.29 Unrealized @ Report Date +11.8%

RSP INVESCO EXCHANGE TRADED FD T 1.7%

Value $2.475M (+4.1%) Shares 11,899 (+6.5%) Share Price $208.02 Est. Cost/Share $191.82 Unrealized @ Report Date +8.4%

BINC BLACKROCK ETF TRUST II 0.4%

Value $648K (+9.7%) Shares 12,753 (+13.0%) Share Price $50.79 Est. Cost/Share $52.89 Unrealized @ Report Date -4.0%

DGRO ISHARES TR 0.5%

Value $720K (+6.6%) Shares 9,547 (+7.1%) Share Price $75.39 Est. Cost/Share $69.65 Unrealized @ Report Date +8.2%

SPIB SPDR SERIES TRUST 2.8%

Value $4.163M (-1.0%) Shares 128,954 (+2.6%) Share Price $32.28 Est. Cost/Share $33.84 Unrealized @ Report Date -4.6%

ESGU ISHARES TR 0.4%

Value $533K (+3.9%) Shares 3,197 (+1.9%) Share Price $166.80 Est. Cost/Share $148.20 Unrealized @ Report Date +12.5%

USMV ISHARES TR 0.2%

Value $326K (+2.9%) Shares 3,348 (+1.9%) Share Price $97.44 Est. Cost/Share $94.29 Unrealized @ Report Date +3.3%

DVY ISHARES TR 0.6%

Value $891K (+0.5%) Shares 5,861 (+3.3%) Share Price $152.07 Est. Cost/Share $141.88 Unrealized @ Report Date +7.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IVV	ISHARES TR	21,649 (+11.7%)	$16.57M (+14.2%)	11.3%	$765.43	$687.95	+11.3%	CORE S&P500 ETF	464287200
IUSB	ISHARES TR	118,598 (+41.4%)	$5.229M (+35.1%)	3.6%	$44.09	$46.31	-4.8%	CORE UNIVRSL USD	46434V613
IVW	ISHARES TR	11,546 (+55.4%)	$1.643M (+60.8%)	1.1%	$142.26	$128.32	+10.9%	S&P 500 GRWT ETF	464287309
IVE	ISHARES TR	7,276 (+58.7%)	$1.661M (+59.5%)	1.1%	$228.28	$220.07	+3.7%	S&P 500 VAL ETF	464287408
DYNF	BLACKROCK ETF TRUST	26,369 (+47.1%)	$1.826M (+49.8%)	1.2%	$69.26	$63.13	+9.7%	ISHARES US EQUIT	09290C103
GOVT	ISHARES TR	25,818 (+157.4%)	$565K (+147.1%)	0.4%	$21.87	$22.69	-3.6%	US TREAS BD ETF	46429B267
IEMG	ISHARES INC	17,708 (+28.8%)	$1.437M (+26.2%)	1.0%	$81.16	$71.02	+14.3%	CORE MSCI EMKT	46434G103
BAI	BLACKROCK ETF TRUST	14,372 (+70.9%)	$678K (+53.0%)	0.5%	$47.19	$39.20	+20.4%	ISHA I IN TE ETF	09290C780
ICLO	INVESCO ACTIVELY MANAGED EXC	131,949 (+7.4%)	$3.377M (+7.4%)	2.3%	$25.59	$25.59	-0.0%	AAA CLO FLTNG RT	46090A721
MBB	ISHARES TR	13,388 (+30.6%)	$1.2M (+23.8%)	0.8%	$89.62	$94.77	-5.4%	MBS ETF	464288588
EFG	ISHARES TR	8,382 (+34.8%)	$1.004M (+29.8%)	0.7%	$119.83	$116.93	+2.5%	EAFE GRWTH ETF	464288885
TLH	ISHARES TR	9,293 (+39.1%)	$857K (+27.8%)	0.6%	$92.17	$101.29	-9.0%	10-20 YR TRS ETF	464288653
EFV	ISHARES TR	16,861 (+9.8%)	$1.334M (+13.6%)	0.9%	$79.14	$70.93	+11.6%	EAFE VALUE ETF	464288877
MTUM	ISHARES TR	2,031 (+43.2%)	$645K (+32.6%)	0.4%	$317.34	$269.75	+17.6%	MSCI USA MMENTM	46432F396
THRO	BLACKROCK ETF TRUST	7,972 (+61.1%)	$351K (+64.3%)	0.2%	$43.98	$42.16	+4.3%	ISHA US THEM ETF	09290C806
IYY	ISHARES TR	20,480 (+1.2%)	$3.797M (+2.9%)	2.6%	$185.40	$164.79	+12.5%	DOW JONES US ETF	464287846
VTV	VANGUARD INDEX FDS	3,407 (+17.9%)	$736K (+16.9%)	0.5%	$216.08	$193.29	+11.8%	MRNGSTR VAL ETF	922908744
RSP	INVESCO EXCHANGE TRADED FD T	11,899 (+6.5%)	$2.475M (+4.1%)	1.7%	$208.02	$191.82	+8.4%	S&P500 EQL WGT	46137V357
BINC	BLACKROCK ETF TRUST II	12,753 (+13.0%)	$648K (+9.7%)	0.4%	$50.79	$52.89	-4.0%	ISHA FLEX IN ETF	092528603
DGRO	ISHARES TR	9,547 (+7.1%)	$720K (+6.6%)	0.5%	$75.39	$69.65	+8.2%	CORE DIV GRWTH	46434V621
SPIB	SPDR SERIES TRUST	128,954 (+2.6%)	$4.163M (-1.0%)	2.8%	$32.28	$33.84	-4.6%	ST INTER BD ETF	78464A375
ESGU	ISHARES TR	3,197 (+1.9%)	$533K (+3.9%)	0.4%	$166.80	$148.20	+12.5%	ESG AWR MSCI USA	46435G425
USMV	ISHARES TR	3,348 (+1.9%)	$326K (+2.9%)	0.2%	$97.44	$94.29	+3.3%	MSCI USA MIN ETF	46429B697
DVY	ISHARES TR	5,861 (+3.3%)	$891K (+0.5%)	0.6%	$152.07	$141.88	+7.2%	SELECT DIVID ETF	464287168

Exited Positions (5)

ORCL ORACLE CORP 0.3%

Value $500K Shares 3,411 Share Price $146.55 * Est. Cost/Share $181.23 Unrealized @ Report Date -24.2%

XOM EXXON MOBIL CORP 0.2%

Value $300K Shares 2,191 Share Price $136.72 * Est. Cost/Share $116.10 Unrealized @ Report Date +40.2%

IEI ISHARES TR 0.2%

Value $234K Shares 1,993 Share Price $117.45 * Est. Cost/Share $119.68 Unrealized @ Report Date -5.2%

CAT CATERPILLAR INC 0.2%

Value $220K Shares 207 Share Price $1064.90 * Est. Cost/Share $878.47 Unrealized @ Report Date -7.7%

VNQ VANGUARD INDEX FDS 0.1%

Value $214K Shares 2,216 Share Price $96.44 * Est. Cost/Share $95.57 Unrealized @ Report Date -6.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
ORCL	ORACLE CORP	3,411	$500K	0.3%	$146.55 *	$181.23	-24.2%	—	68389X105
XOM	EXXON MOBIL CORP	2,191	$300K	0.2%	$136.72 *	$116.10	+40.2%	—	30231G102
IEI	ISHARES TR	1,993	$234K	0.2%	$117.45 *	$119.68	-5.2%	—	464288661
CAT	CATERPILLAR INC	207	$220K	0.2%	$1064.90 *	$878.47	-7.7%	—	149123101
VNQ	VANGUARD INDEX FDS	2,216	$214K	0.1%	$96.44 *	$95.57	-6.2%	—	922908553

Decreased Positions (18)

VTI VANGUARD INDEX FDS 6.7%

Value $9.755M (-12.3%) Shares 26,065 (-13.2%) Share Price $374.25 Est. Cost/Share $332.67 Unrealized @ Report Date +12.5%

IJH ISHARES TR 5.9%

Value $8.68M (-9.2%) Shares 120,638 (-2.7%) Share Price $71.95 Est. Cost/Share $65.51 Unrealized @ Report Date +9.8%

USFR WISDOMTREE TR 0.2%

Value $307K (-68.4%) Shares 6,085 (-68.4%) Share Price $50.39 Est. Cost/Share $50.33 Unrealized @ Report Date +0.1%

IJR ISHARES TR 2.7%

Value $3.921M (-9.3%) Shares 28,826 (-1.1%) Share Price $136.04 Est. Cost/Share $119.59 Unrealized @ Report Date +13.8%

VEU VANGUARD INTL EQUITY INDEX F 5.8%

Value $8.503M (-2.5%) Shares 102,483 (-1.6%) Share Price $82.97 Est. Cost/Share $73.44 Unrealized @ Report Date +13.0%

IAU ISHARES GOLD TR 1.8%

Value $2.588M (-5.3%) Shares 33,143 (-8.5%) Share Price $78.10 Est. Cost/Share $80.23 Unrealized @ Report Date -2.7%

BRK/B BERKSHIRE HATHAWAY INC DEL 2.0%

Value $2.869M (-3.7%) Shares 5,762 (-3.2%) Share Price $497.95 Est. Cost/Share $497.53 Unrealized @ Report Date +0.1%

XLU SELECT SECTOR SPDR TR 0.2%

Value $224K (-32.1%) Shares 5,688 (-22.0%) Share Price $39.44 Est. Cost/Share $44.28 Unrealized @ Report Date -10.9%

EEMV ISHARES INC 0.3%

Value $470K (-17.8%) Shares 6,343 (-16.5%) Share Price $74.05 Est. Cost/Share $64.52 Unrealized @ Report Date +14.8%

VOO VANGUARD INDEX FDS 0.5%

Value $677K (-10.7%) Shares 966 (-12.5%) Share Price $700.84 Est. Cost/Share $666.64 Unrealized @ Report Date +5.1%

CMF ISHARES TR 0.2%

Value $352K (-17.5%) Shares 6,500 (-12.2%) Share Price $54.12 Est. Cost/Share $57.42 Unrealized @ Report Date -5.7%

COST COSTCO WHOLESALE CORPORATION 0.3%

Value $432K (-4.7%) Shares 474 (-2.1%) Share Price $910.34 Est. Cost/Share $905.73 Unrealized @ Report Date +0.5%

IBB ISHARES TR 0.2%

Value $240K (+7.4%) Shares 1,140 (-3.0%) Share Price $210.53 Est. Cost/Share $162.42 Unrealized @ Report Date +29.6%

USHY ISHARES TR 0.2%

Value $233K (-6.4%) Shares 6,510 (-3.0%) Share Price $35.72 Est. Cost/Share $37.45 Unrealized @ Report Date -4.6%

BSCS INVESCO EXCH TRD SLF IDX FD 0.2%

Value $282K (-3.9%) Shares 14,013 (-2.7%) Share Price $20.13 Est. Cost/Share $20.59 Unrealized @ Report Date -2.2%

JNJ JOHNSON & JOHNSON 0.2%

Value $324K (+0.9%) Shares 1,222 (-3.2%) Share Price $264.74 Est. Cost/Share $197.01 Unrealized @ Report Date +34.4%

IWF ISHARES TR 0.9%

Value $1.378M (-0.2%) Shares 11,003 (-1.1%) Share Price $125.26 Est. Cost/Share $120.00 Unrealized @ Report Date +4.4%

KO COCA COLA CO 0.2%

Value $227K (+1.1%) Shares 2,641 (-4.5%) Share Price $86.08 Est. Cost/Share $75.60 Unrealized @ Report Date +13.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD INDEX FDS	26,065 (-13.2%)	$9.755M (-12.3%)	6.7%	$374.25	$332.67	+12.5%	MRNGSTR TTL STK	922908769
IJH	ISHARES TR	120,638 (-2.7%)	$8.68M (-9.2%)	5.9%	$71.95	$65.51	+9.8%	CORE S&P MCP ETF	464287507
USFR	WISDOMTREE TR	6,085 (-68.4%)	$307K (-68.4%)	0.2%	$50.39	$50.33	+0.1%	FLOATNG RAT TREA	97717Y527
IJR	ISHARES TR	28,826 (-1.1%)	$3.921M (-9.3%)	2.7%	$136.04	$119.59	+13.8%	CORE S&P SCP ETF	464287804
VEU	VANGUARD INTL EQUITY INDEX F	102,483 (-1.6%)	$8.503M (-2.5%)	5.8%	$82.97	$73.44	+13.0%	ALLWRLD EX US	922042775
IAU	ISHARES GOLD TR	33,143 (-8.5%)	$2.588M (-5.3%)	1.8%	$78.10	$80.23	-2.7%	ISHARES NEW	464285204
BRK/B	BERKSHIRE HATHAWAY INC DEL	5,762 (-3.2%)	$2.869M (-3.7%)	2.0%	$497.95	$497.53	+0.1%	CL B NEW	084670702
XLU	SELECT SECTOR SPDR TR	5,688 (-22.0%)	$224K (-32.1%)	0.2%	$39.44	$44.28	-10.9%	ST STR UTIL ETF	81369Y886
EEMV	ISHARES INC	6,343 (-16.5%)	$470K (-17.8%)	0.3%	$74.05	$64.52	+14.8%	MSCI EMERG MRKT	464286533
VOO	VANGUARD INDEX FDS	966 (-12.5%)	$677K (-10.7%)	0.5%	$700.84	$666.64	+5.1%	S&P 500 ETF SHS	922908363
CMF	ISHARES TR	6,500 (-12.2%)	$352K (-17.5%)	0.2%	$54.12	$57.42	-5.7%	CALIF MUN BD ETF	464288356
COST	COSTCO WHOLESALE CORPORATION	474 (-2.1%)	$432K (-4.7%)	0.3%	$910.34	$905.73	+0.5%	COM	22160K105
IBB	ISHARES TR	1,140 (-3.0%)	$240K (+7.4%)	0.2%	$210.53	$162.42	+29.6%	ISHARES BIOTECH	464287556
USHY	ISHARES TR	6,510 (-3.0%)	$233K (-6.4%)	0.2%	$35.72	$37.45	-4.6%	BROAD USD HIGH	46435U853
BSCS	INVESCO EXCH TRD SLF IDX FD	14,013 (-2.7%)	$282K (-3.9%)	0.2%	$20.13	$20.59	-2.2%	INVSCO BLSH 28	46138J643
JNJ	JOHNSON & JOHNSON	1,222 (-3.2%)	$324K (+0.9%)	0.2%	$264.74	$197.01	+34.4%	COM	478160104
IWF	ISHARES TR	11,003 (-1.1%)	$1.378M (-0.2%)	0.9%	$125.26	$120.00	+4.4%	RUS 1000 GRW ETF	464287614
KO	COCA COLA CO	2,641 (-4.5%)	$227K (+1.1%)	0.2%	$86.08	$75.60	+13.9%	COM	191216100

Unchanged Positions (52)

AAPL APPLE INC 4.1%

Value $6.043M Shares 18,195 Share Price $332.10 Est. Cost/Share $268.34 Unrealized @ Report Date +24.1%

MSFT MICROSOFT CORP 1.4%

Value $1.986M Shares 3,872 Share Price $512.90 Est. Cost/Share $500.58 Unrealized @ Report Date +2.5%

IWM ISHARES TR 2.3%

Value $3.389M Shares 12,246 Share Price $276.76 Est. Cost/Share $245.85 Unrealized @ Report Date +13.0%

GLW CORNING INC 0.3%

Value $384K Shares 2,500 Share Price $153.76 Est. Cost/Share $85.98 Unrealized @ Report Date +78.8%

CVX CHEVRON CORPORATION 0.9%

Value $1.317M Shares 6,447 Share Price $204.21 Est. Cost/Share $151.40 Unrealized @ Report Date +34.9%

SPY STATE STR SPDR S&P 500 ETF T 7.9%

Value $11.53M Shares 15,115 Share Price $762.64 Est. Cost/Share $675.88 Unrealized @ Report Date +12.8%

AMGN AMGEN INC 0.6%

Value $906K Shares 2,150 Share Price $421.51 Est. Cost/Share $315.95 Unrealized @ Report Date +33.4%

AMAT APPLIED MATLS INC 0.2%

Value $293K Shares 573 Share Price $511.38 Est. Cost/Share $461.39 Unrealized @ Report Date +10.8%

IBM INTERNATIONAL BUSINESS MACHS 0.2%

Value $340K Shares 1,548 Share Price $219.93 Est. Cost/Share $298.34 Unrealized @ Report Date -26.3%

NVDA NVIDIA CORPORATION 0.5%

Value $701K Shares 3,070 Share Price $228.38 Est. Cost/Share $186.13 Unrealized @ Report Date +22.7%

TSLA TESLA INC 0.3%

Value $456K Shares 1,284 Share Price $354.81 Est. Cost/Share $443.29 Unrealized @ Report Date -20.0%

HD HOME DEPOT INC 0.2%

Value $294K Shares 1,032 Share Price $284.46 Est. Cost/Share $364.59 Unrealized @ Report Date -22.0%

LOW LOWES COS INC 0.2%

Value $273K Shares 1,484 Share Price $184.29 Est. Cost/Share $239.83 Unrealized @ Report Date -23.2%

LLY ELI LILLY & CO 1.0%

Value $1.431M Shares 1,237 Share Price $1157.08 Est. Cost/Share $955.55 Unrealized @ Report Date +21.1%

MRK MERCK & CO INC 0.3%

Value $402K Shares 2,764 Share Price $145.31 Est. Cost/Share $93.64 Unrealized @ Report Date +55.2%

AMD ADVANCED MICRO DEVICES INC 0.6%

Value $863K Shares 1,411 Share Price $611.76 Est. Cost/Share $224.60 Unrealized @ Report Date +172.4%

IYW ISHARES TR 0.6%

Value $909K Shares 3,431 Share Price $264.90 Est. Cost/Share $200.01 Unrealized @ Report Date +32.4%

PANW PALO ALTO NETWORKS INC 0.2%

Value $298K Shares 749 Share Price $397.31 Est. Cost/Share $228.90 Unrealized @ Report Date +73.6%

WMT WALMART INC 0.3%

Value $434K Shares 4,172 Share Price $103.92 Est. Cost/Share $107.20 Unrealized @ Report Date -3.1%

QUAL ISHARES TR 1.1%

Value $1.679M Shares 7,556 Share Price $222.24 Est. Cost/Share $196.97 Unrealized @ Report Date +12.8%

NOBL PROSHARES TR 0.6%

Value $870K Shares 16,078 Share Price $54.10 Est. Cost/Share $94.50 Unrealized @ Report Date -42.7%

GOOGL ALPHABET INC 0.6%

Value $843K Shares 2,449 Share Price $344.08 Est. Cost/Share $285.60 Unrealized @ Report Date +20.5%

AMZN AMAZON COM INC 0.5%

Value $747K Shares 2,999 Share Price $249.15 Est. Cost/Share $229.96 Unrealized @ Report Date +8.3%

CSCO CISCO SYS INC 0.2%

Value $310K Shares 2,881 Share Price $107.63 Est. Cost/Share $73.79 Unrealized @ Report Date +45.9%

GOOG ALPHABET INC 0.5%

Value $744K Shares 2,184 Share Price $340.72 Est. Cost/Share $286.33 Unrealized @ Report Date +19.0%

ABBV ABBVIE INC 0.5%

Value $678K Shares 2,593 Share Price $261.59 Est. Cost/Share $227.54 Unrealized @ Report Date +15.0%

IWB ISHARES TR 1.0%

Value $1.519M Shares 3,650 Share Price $416.13 Est. Cost/Share $370.40 Unrealized @ Report Date +12.3%

ABT ABBOTT LABORATORIES 0.2%

Value $291K Shares 2,949 Share Price $98.83 Est. Cost/Share $127.30 Unrealized @ Report Date -22.4%

OEF ISHARES TR 0.4%

Value $542K Shares 1,419 Share Price $382.08 Est. Cost/Share $338.40 Unrealized @ Report Date +12.9%

FCAL FIRST TR EXCH TRADED FD III 0.2%

Value $285K Shares 6,160 Share Price $46.24 Est. Cost/Share $49.24 Unrealized @ Report Date -6.1%

WFC WELLS FARGO & CO 0.3%

Value $499K Shares 6,233 Share Price $80.05 Est. Cost/Share $86.63 Unrealized @ Report Date -7.6%

EMB ISHARES TR 0.2%

Value $247K Shares 2,714 Share Price $90.84 Est. Cost/Share $96.08 Unrealized @ Report Date -5.5%

EFA ISHARES TR 2.1%

Value $3.087M Shares 29,717 Share Price $103.89 Est. Cost/Share $94.85 Unrealized @ Report Date +9.5%

V VISA INC 0.2%

Value $282K Shares 784 Share Price $359.33 Est. Cost/Share $340.38 Unrealized @ Report Date +5.6%

IWD ISHARES TR 0.3%

Value $472K Shares 1,903 Share Price $247.98 Est. Cost/Share $206.56 Unrealized @ Report Date +20.0%

VUG VANGUARD INDEX FDS 0.2%

Value $248K Shares 2,754 Share Price $90.11 Est. Cost/Share $83.64 Unrealized @ Report Date +7.7%

IWR ISHARES TR 0.2%

Value $307K Shares 2,880 Share Price $106.71 Est. Cost/Share $96.15 Unrealized @ Report Date +11.0%

AGG ISHARES TR 0.1%

Value $203K Shares 2,149 Share Price $94.54 Est. Cost/Share $100.34 Unrealized @ Report Date -5.8%

DSI ISHARES TR 0.2%

Value $365K Shares 2,500 Share Price $146.18 Est. Cost/Share $127.73 Unrealized @ Report Date +14.4%

FPE FIRST TR EXCH TRADED FD III 0.1%

Value $188K Shares 11,000 Share Price $17.05 Est. Cost/Share $18.29 Unrealized @ Report Date -6.8%

IWV ISHARES TR 0.5%

Value $740K Shares 1,715 Share Price $431.66 Est. Cost/Share $383.75 Unrealized @ Report Date +12.5%

IAGG ISHARES TR 0.2%

Value $308K Shares 6,259 Share Price $49.20 Est. Cost/Share $51.28 Unrealized @ Report Date -4.0%

JPM JPMORGAN CHASE & CO 0.5%

Value $727K Shares 2,196 Share Price $330.83 Est. Cost/Share $309.47 Unrealized @ Report Date +6.9%

XLK SELECT SECTOR SPDR TR 0.2%

Value $238K Shares 1,218 Share Price $195.75 Est. Cost/Share $170.86 Unrealized @ Report Date +14.6%

SUSA ISHARES TR 0.5%

Value $684K Shares 4,396 Share Price $155.68 Est. Cost/Share $138.08 Unrealized @ Report Date +12.8%

BSCT INVESCO EXCH TRD SLF IDX FD 0.2%

Value $292K Shares 16,070 Share Price $18.20 Est. Cost/Share $18.84 Unrealized @ Report Date -3.4%

— FS CREDIT OPPORTUNITIES CORP 0.1%

Value $99,923 Shares 19,365 Share Price $5.16 Est. Cost/Share $6.30 Unrealized @ Report Date —

HYHG PROSHARES TR 0.2%

Value $225K Shares 3,511 Share Price $64.19 Est. Cost/Share $64.36 Unrealized @ Report Date -0.3%

VXUS VANGUARD STAR FDS 0.2%

Value $350K Shares 4,119 Share Price $84.96 Est. Cost/Share $74.67 Unrealized @ Report Date +13.8%

ETN EATON CORP PLC 0.2%

Value $237K Shares 551 Share Price $429.71 Est. Cost/Share $403.27 Unrealized @ Report Date +6.6%

QQQ INVESCO QQQ TR 0.2%

Value $316K Shares 427 Share Price $739.77 Est. Cost/Share $613.63 Unrealized @ Report Date +20.6%

BSCR INVESCO EXCH TRD SLF IDX FD 0.2%

Value $265K Shares 13,540 Share Price $19.54 Est. Cost/Share $19.73 Unrealized @ Report Date -0.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AAPL	APPLE INC	18,195	$6.043M	4.1%	$332.10	$268.34	+24.1%	COM	037833100
MSFT	MICROSOFT CORP	3,872	$1.986M	1.4%	$512.90	$500.58	+2.5%	COM	594918104
IWM	ISHARES TR	12,246	$3.389M	2.3%	$276.76	$245.85	+13.0%	RUSSELL 2000 ETF	464287655
GLW	CORNING INC	2,500	$384K	0.3%	$153.76	$85.98	+78.8%	COM	219350105
CVX	CHEVRON CORPORATION	6,447	$1.317M	0.9%	$204.21	$151.40	+34.9%	COM	166764100
SPY	STATE STR SPDR S&P 500 ETF T	15,115	$11.53M	7.9%	$762.64	$675.88	+12.8%	TR UNIT	78462F103
AMGN	AMGEN INC	2,150	$906K	0.6%	$421.51	$315.95	+33.4%	COM	031162100
AMAT	APPLIED MATLS INC	573	$293K	0.2%	$511.38	$461.39	+10.8%	COM	038222105
IBM	INTERNATIONAL BUSINESS MACHS	1,548	$340K	0.2%	$219.93	$298.34	-26.3%	COM	459200101
NVDA	NVIDIA CORPORATION	3,070	$701K	0.5%	$228.38	$186.13	+22.7%	COM	67066G104
TSLA	TESLA INC	1,284	$456K	0.3%	$354.81	$443.29	-20.0%	COM	88160R101
HD	HOME DEPOT INC	1,032	$294K	0.2%	$284.46	$364.59	-22.0%	COM	437076102
LOW	LOWES COS INC	1,484	$273K	0.2%	$184.29	$239.83	-23.2%	COM	548661107
LLY	ELI LILLY & CO	1,237	$1.431M	1.0%	$1157.08	$955.55	+21.1%	COM	532457108
MRK	MERCK & CO INC	2,764	$402K	0.3%	$145.31	$93.64	+55.2%	COM	58933Y105
AMD	ADVANCED MICRO DEVICES INC	1,411	$863K	0.6%	$611.76	$224.60	+172.4%	COM	007903107
IYW	ISHARES TR	3,431	$909K	0.6%	$264.90	$200.01	+32.4%	U.S. TECH ETF	464287721
PANW	PALO ALTO NETWORKS INC	749	$298K	0.2%	$397.31	$228.90	+73.6%	COM	697435105
WMT	WALMART INC	4,172	$434K	0.3%	$103.92	$107.20	-3.1%	COM	931142103
QUAL	ISHARES TR	7,556	$1.679M	1.1%	$222.24	$196.97	+12.8%	MSCI USA QLT FCT	46432F339
NOBL	PROSHARES TR	16,078	$870K	0.6%	$54.10	$94.50	-42.7%	S&P 500 DV ARIST	74348A467
GOOGL	ALPHABET INC	2,449	$843K	0.6%	$344.08	$285.60	+20.5%	CAP STK CL A	02079K305
AMZN	AMAZON COM INC	2,999	$747K	0.5%	$249.15	$229.96	+8.3%	COM	023135106
CSCO	CISCO SYS INC	2,881	$310K	0.2%	$107.63	$73.79	+45.9%	COM	17275R102
GOOG	ALPHABET INC	2,184	$744K	0.5%	$340.72	$286.33	+19.0%	CAP STK CL C	02079K107
ABBV	ABBVIE INC	2,593	$678K	0.5%	$261.59	$227.54	+15.0%	COM	00287Y109
IWB	ISHARES TR	3,650	$1.519M	1.0%	$416.13	$370.40	+12.3%	RUS 1000 ETF	464287622
ABT	ABBOTT LABORATORIES	2,949	$291K	0.2%	$98.83	$127.30	-22.4%	COM	002824100
OEF	ISHARES TR	1,419	$542K	0.4%	$382.08	$338.40	+12.9%	S&P 100 ETF	464287101
FCAL	FIRST TR EXCH TRADED FD III	6,160	$285K	0.2%	$46.24	$49.24	-6.1%	CALIF MUN INCM	33739P863
WFC	WELLS FARGO & CO	6,233	$499K	0.3%	$80.05	$86.63	-7.6%	COM	949746101
EMB	ISHARES TR	2,714	$247K	0.2%	$90.84	$96.08	-5.5%	JPMORGAN USD EMG	464288281
EFA	ISHARES TR	29,717	$3.087M	2.1%	$103.89	$94.85	+9.5%	MSCI EAFE ETF	464287465
V	VISA INC	784	$282K	0.2%	$359.33	$340.38	+5.6%	COM CL A	92826C839
IWD	ISHARES TR	1,903	$472K	0.3%	$247.98	$206.56	+20.0%	RUS 1000 VAL ETF	464287598
VUG	VANGUARD INDEX FDS	2,754	$248K	0.2%	$90.11	$83.64	+7.7%	MRNGSTR GRWT ETF	922908736
IWR	ISHARES TR	2,880	$307K	0.2%	$106.71	$96.15	+11.0%	RUS MID CAP ETF	464287499
AGG	ISHARES TR	2,149	$203K	0.1%	$94.54	$100.34	-5.8%	CORE US AGGBD ET	464287226
DSI	ISHARES TR	2,500	$365K	0.2%	$146.18	$127.73	+14.4%	ESG MSCI KLD ETF	464288570
FPE	FIRST TR EXCH TRADED FD III	11,000	$188K	0.1%	$17.05	$18.29	-6.8%	PFD SECS INC ETF	33739E108
IWV	ISHARES TR	1,715	$740K	0.5%	$431.66	$383.75	+12.5%	RUSSELL 3000 ETF	464287689
IAGG	ISHARES TR	6,259	$308K	0.2%	$49.20	$51.28	-4.0%	CORE INTL AGGR	46435G672
JPM	JPMORGAN CHASE & CO	2,196	$727K	0.5%	$330.83	$309.47	+6.9%	COM	46625H100
XLK	SELECT SECTOR SPDR TR	1,218	$238K	0.2%	$195.75	$170.86	+14.6%	ST STR TECHN ETF	81369Y803
SUSA	ISHARES TR	4,396	$684K	0.5%	$155.68	$138.08	+12.8%	ESG OPTIMIZED	464288802
BSCT	INVESCO EXCH TRD SLF IDX FD	16,070	$292K	0.2%	$18.20	$18.84	-3.4%	BULETSHS 2029	46138J577
—	FS CREDIT OPPORTUNITIES CORP	19,365	$99,923	0.1%	$5.16	$6.30	—	COMMON STOCK	30290Y101
HYHG	PROSHARES TR	3,511	$225K	0.2%	$64.19	$64.36	-0.3%	HGH YLD INT RATE	74348A541
VXUS	VANGUARD STAR FDS	4,119	$350K	0.2%	$84.96	$74.67	+13.8%	VG TL INTL STK F	921909768
ETN	EATON CORP PLC	551	$237K	0.2%	$429.71	$403.27	+6.6%	SHS	G29183103
QQQ	INVESCO QQQ TR	427	$316K	0.2%	$739.77	$613.63	+20.6%	UNIT SER 1	46090E103
BSCR	INVESCO EXCH TRD SLF IDX FD	13,540	$265K	0.2%	$19.54	$19.73	-0.9%	BULSHS 2027 CB	46138J783