THE ADT CORPORATION

CUSIP: 00101J106 Class: COM

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 19,636 Value ($000) $815 Avg Close — Range —
Q4 2014
Shares 19,636 Value ($000) $711 Avg Close — Range —
Q3 2014
Shares 21,562 Value ($000) $765 Avg Close — Range —
Q2 2014
Shares 21,562 Value ($000) $753 Avg Close — Range —