THE ADT CORPORATION

CUSIP: 00101J106 Class: COM

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 5,506 Value ($000) $224 Avg Close — Range —
Q2 2013
Shares 5,506 Value ($000) $219 Avg Close — Range —