THE ADT CORPORATION

CUSIP: 00101J106 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,072 Value ($000) $39 Avg Close — Range —
Q2 2014
Shares 445 Value ($000) $15,534 Avg Close — Range —