THE ADT CORPORATION

CUSIP: 00101J106 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 629 Value ($000) $18 Avg Close — Range —
Q2 2015
Shares 628 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 623 Value ($000) $26 Avg Close — Range —
Q4 2014
Shares 608 Value ($000) $22 Avg Close — Range —
Q3 2014
Shares 8 Value ($000) $0 Avg Close — Range —
Q2 2014
Shares 20 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 20 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 20 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 20 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 20 Value ($000) $1 Avg Close — Range —