THE ADT CORPORATION

CUSIP: 00101J106 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 25 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 25 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 31 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 31 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 31 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 31 Value ($000) $1 Avg Close — Range —