ALJ REGIONAL HLDGS INC

CUSIP: 001627108 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 38,599 Value ($000) $169 Avg Close — Range —
Q3 2016
Shares 46,825 Value ($000) $220 Avg Close — Range —
Q2 2016
Shares 46,825 Value ($000) $234 Avg Close — Range —