ALPS ETF TR

Ticker: RDOG CUSIP: 00162Q106 Class: REIT DIVIDE DOGS

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 15,740 Value ($000) $641 Avg Close — Range —
Q2 2014
Shares 12,191 Value ($000) $523 Avg Close — Range —
Q1 2014
Shares 12,363 Value ($000) $496 Avg Close — Range —
Q4 2013
Shares 14,928 Value ($000) $585 Avg Close — Range —
Q3 2013
Shares 15,776 Value ($000) $631 Avg Close — Range —
Q2 2013
Shares 19,857 Value ($000) $783 Avg Close — Range —