ALPS ETF TR

Ticker: RDOG CUSIP: 00162Q106 Class: REIT DIVIDE DOGS

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's Holding History (CIK: 0001141802)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 126 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 256 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 93 Value ($000) $4 Avg Close — Range —