ALPS ETF TR

Ticker: RDOG CUSIP: 00162Q106 Class: REIT DIVIDE DOGS

WHALEROCK POINT PARTNERS, LLC's Holding History (CIK: 0001389709)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 13,000 Value ($000) $400 Avg Close — Range —
Q4 2019
Shares 13,000 Value ($000) $624 Avg Close — Range —
Q3 2019
Shares 13,000 Value ($000) $632 Avg Close — Range —
Q2 2019
Shares 13,000 Value ($000) $612 Avg Close — Range —
Q3 2016
Shares 13,000 Value ($000) $365 Avg Close — Range —
Q1 2016
Shares 13,000 Value ($000) $570 Avg Close — Range —
Q4 2015
Shares 13,000 Value ($000) $552 Avg Close — Range —
Q3 2015
Shares 13,000 Value ($000) $534 Avg Close — Range —