ALPS ETF TR

Ticker: RDOG CUSIP: 00162Q106 Class: REIT DIVIDE DOGS

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 7,431 Value ($000) $353 Avg Close — Range —
Q4 2018
Shares 7,328 Value ($000) $301 Avg Close — Range —
Q3 2018
Shares 7,043 Value ($000) $307 Avg Close — Range —
Q2 2018
Shares 5,847 Value ($000) $257 Avg Close — Range —
Q1 2018
Shares 5,536 Value ($000) $236 Avg Close — Range —
Q4 2017
Shares 5,539 Value ($000) $249 Avg Close — Range —
Q3 2017
Shares 4,893 Value ($000) $216 Avg Close — Range —
Q1 2016
Shares 5,392 Value ($000) $233 Avg Close — Range —
Q3 2013
Shares 6,160 Value ($000) $251 Avg Close — Range —
Q2 2013
Shares 6,129 Value ($000) $242 Avg Close — Range —