ALPS ETF TR

Ticker: RDOG CUSIP: 00162Q106 Class: REIT DIVIDE DOGS

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 142 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 554 Value ($000) $24 Avg Close — Range —