ALPS ETF TR

Ticker: EQL CUSIP: 00162Q205 Class: COM

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 15,114 Value ($000) $849 Avg Close — Range —
Q1 2015
Shares 14,541 Value ($000) $826 Avg Close — Range —
Q4 2014
Shares 17,675 Value ($000) $1,003 Avg Close — Range —