ALPS ETF TR

Ticker: EQL CUSIP: 00162Q205 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 200 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 1,078 Value ($000) $56 Avg Close — Range —
Q2 2015
Shares 58 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 1,235 Value ($000) $70 Avg Close — Range —
Q1 2014
Shares 715 Value ($000) $37 Avg Close — Range —