ALPS ETF TR

CUSIP: 00162Q304 Class: JEFF TRJ CRB GLO

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 7,402 Value ($000) $274 Avg Close — Range —
Q1 2015
Shares 7,402 Value ($000) $279 Avg Close — Range —
Q4 2014
Shares 7,402 Value ($000) $286 Avg Close — Range —
Q3 2014
Shares 7,706 Value ($000) $322 Avg Close — Range —
Q2 2014
Shares 7,706 Value ($000) $358 Avg Close — Range —
Q1 2014
Shares 8,303 Value ($000) $365 Avg Close — Range —
Q4 2013
Shares 9,168 Value ($000) $402 Avg Close — Range —
Q3 2013
Shares 9,773 Value ($000) $413 Avg Close — Range —
Q2 2013
Shares 11,868 Value ($000) $474 Avg Close — Range —