ALPS ETF TR

Ticker: OUSM CUSIP: 00162Q395 Class: ETF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 4,734 Value ($000) $207 Avg Close — Range —
Q3 2025
Shares 3,113 Value ($000) $139 Avg Close — Range —
Q4 2022
Shares 1,421 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 556 Value ($000) $16 Avg Close — Range —
Q2 2022
Shares 554 Value ($000) $17 Avg Close — Range —