ALPS ETF TR

Ticker: AMLP CUSIP: 00162Q452 Class: ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 75,000 Value ($000) $2,288,000 Avg Close — Range —
Q4 2020
Shares 75,000 Value ($000) $1,924,000 Avg Close — Range —