ALPS ETF TR

Ticker: DTEC CUSIP: 00162Q478 Class: DISRUPTIVE TECH

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 18,000 Value ($000) $695 Avg Close — Range —

Q2 2020

Shares 18,000 Value ($000) $623 Avg Close — Range —

Q1 2020

Shares 18,470 Value ($000) $488 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	18,000	$695	—	—
Q2 2020	18,000	$623	—	—
Q1 2020	18,470	$488	—	—