ALPS ETF TR

CUSIP: 00162Q486 Class: ALPS DORESEY

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 17,893 Value ($000) $594 Avg Close — Range —
Q2 2018
Shares 18,086 Value ($000) $564 Avg Close — Range —
Q1 2018
Shares 17,768 Value ($000) $529 Avg Close — Range —
Q4 2017
Shares 18,535 Value ($000) $552 Avg Close — Range —
Q3 2017
Shares 17,607 Value ($000) $494 Avg Close — Range —
Q2 2017
Shares 14,822 Value ($000) $401 Avg Close — Range —
Q1 2017
Shares 11,591 Value ($000) $302 Avg Close — Range —