ALPS ETF TR

Ticker: RFCI CUSIP: 00162Q536 Class: ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 14,486 Value ($000) $368 Avg Close — Range —
Q2 2021
Shares 14,859 Value ($000) $379 Avg Close — Range —
Q1 2021
Shares 15,894 Value ($000) $401 Avg Close — Range —
Q4 2020
Shares 18,329 Value ($000) $480 Avg Close — Range —
Q3 2020
Shares 11,764 Value ($000) $308 Avg Close — Range —