ALPS ETF TR

Ticker: SBIO CUSIP: 00162Q593 Class: EQUITY SECTOR - ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 35 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 35 Value ($000) $1 Avg Close — Range —
Q4 2018
Shares 135 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 135 Value ($000) $5 Avg Close — Range —
Q3 2016
Shares 100 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 100 Value ($000) $2 Avg Close — Range —