ALPS ETF TR

Ticker: SBIO CUSIP: 00162Q593 Class: EQUITY SECTOR - ETF

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 10,481 Value ($000) $333 Avg Close — Range —
Q3 2015
Shares 9,583 Value ($000) $267 Avg Close — Range —