ALPS ETF TR

Ticker: SBIO CUSIP: 00162Q593 Class: EQUITY SECTOR - ETF

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 140 Value ($000) $3 Avg Close — Range —

Q3 2018

Shares 140 Value ($000) $5 Avg Close — Range —

Q2 2018

Shares 425 Value ($000) $15 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	140	$3	—	—
Q3 2018	140	$5	—	—
Q2 2018	425	$15	—	—