ALPS ETF TR

Ticker: SBIO CUSIP: 00162Q593 Class: EQUITY SECTOR - ETF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,115 Value ($000) $57 Avg Close — Range —
Q3 2025
Shares 1,095 Value ($000) $43 Avg Close — Range —
Q4 2022
Shares 52 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 52 Value ($000) $1 Avg Close — Range —
Q2 2022
Shares 50 Value ($000) $1 Avg Close — Range —
Q1 2022
Shares 50 Value ($000) $1 Avg Close — Range —
Q4 2021
Shares 50 Value ($000) $2 Avg Close — Range —
Q3 2021
Shares 50 Value ($000) $2 Avg Close — Range —
Q1 2021
Shares 4,000 Value ($000) $201 Avg Close — Range —
Q4 2020
Shares 4,000 Value ($000) $204 Avg Close — Range —
Q3 2020
Shares 4,000 Value ($000) $164 Avg Close — Range —
Q2 2020
Shares 4,000 Value ($000) $167 Avg Close — Range —
Q1 2020
Shares 4,000 Value ($000) $127 Avg Close — Range —