ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 545 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 2,150 Value ($000) $62 Avg Close — Range —
Q1 2016
Shares 2,150 Value ($000) $43 Avg Close — Range —
Q4 2015
Shares 1,131 Value ($000) $14 Avg Close — Range —