ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q2 2015
Shares 2,000 Value ($000) $32 Avg Close — Range —
Q1 2015
Shares 2,000 Value ($000) $34 Avg Close — Range —
Q4 2014
Shares 9,000 Value ($000) $158 Avg Close — Range —