ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 40,865 Value ($000) $899 Avg Close — Range —
Q1 2019
Shares 39,087 Value ($000) $740 Avg Close — Range —
Q4 2018
Shares 39,048 Value ($000) $683 Avg Close — Range —
Q3 2018
Shares 37,837 Value ($000) $590 Avg Close — Range —
Q2 2018
Shares 40,941 Value ($000) $789 Avg Close — Range —
Q1 2018
Shares 36,719 Value ($000) $720 Avg Close — Range —
Q4 2017
Shares 36,411 Value ($000) $754 Avg Close — Range —
Q3 2017
Shares 39,237 Value ($000) $809 Avg Close — Range —
Q2 2017
Shares 39,981 Value ($000) $778 Avg Close — Range —
Q1 2017
Shares 39,272 Value ($000) $805 Avg Close — Range —
Q4 2016
Shares 40,660 Value ($000) $800 Avg Close — Range —
Q3 2016
Shares 47,290 Value ($000) $1,012 Avg Close — Range —
Q2 2016
Shares 40,211 Value ($000) $1,155 Avg Close — Range —
Q1 2016
Shares 77,350 Value ($000) $1,452 Avg Close — Range —
Q4 2015
Shares 61,586 Value ($000) $800 Avg Close — Range —
Q3 2015
Shares 31,962 Value ($000) $443 Avg Close — Range —
Q2 2015
Shares 22,465 Value ($000) $363 Avg Close — Range —
Q1 2015
Shares 24,981 Value ($000) $440 Avg Close — Range —
Q3 2014
Shares 11,130 Value ($000) $221 Avg Close — Range —