ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

CIBC WORLD MARKET INC.'s Holding History (CIK: 0001421224)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 26,164 Value ($000) $493 Avg Close — Range —
Q3 2016
Shares 24,828 Value ($000) $599 Avg Close — Range —