ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 19,010 Value ($000) $354 Avg Close — Range —
Q4 2015
Shares 18,648 Value ($000) $237 Avg Close — Range —
Q3 2015
Shares 19,033 Value ($000) $239 Avg Close — Range —
Q2 2015
Shares 24,806 Value ($000) $395 Avg Close — Range —
Q1 2015
Shares 28,039 Value ($000) $470 Avg Close — Range —