ALPS ETF TR

CUSIP: 00162Q643 Class: SPROTT GL MINE

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 95 Value ($000) $2 Avg Close — Range —
Q1 2019
Shares 95 Value ($000) $2 Avg Close — Range —
Q4 2018
Shares 95 Value ($000) $2 Avg Close — Range —
Q3 2018
Shares 95 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 95 Value ($000) $2 Avg Close — Range —
Q1 2018
Shares 95 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 95 Value ($000) $2 Avg Close — Range —
Q3 2017
Shares 95 Value ($000) $2 Avg Close — Range —
Q2 2017
Shares 95 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 95 Value ($000) $2 Avg Close — Range —
Q4 2016
Shares 95 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 95 Value ($000) $2 Avg Close — Range —
Q2 2015
Shares 300 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $3 Avg Close — Range —