ALPS ETF TR

CUSIP: 00162Q650 Class: WRKPLC EQL PRT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 14,807 Value ($000) $536 Avg Close — Range —
Q4 2018
Shares 21,025 Value ($000) $681 Avg Close — Range —
Q3 2018
Shares 23,722 Value ($000) $907 Avg Close — Range —
Q2 2018
Shares 22,712 Value ($000) $828 Avg Close — Range —
Q1 2018
Shares 20,383 Value ($000) $728 Avg Close — Range —
Q4 2017
Shares 16,533 Value ($000) $599 Avg Close — Range —
Q3 2017
Shares 11,913 Value ($000) $412 Avg Close — Range —
Q2 2017
Shares 9,237 Value ($000) $310 Avg Close — Range —
Q1 2017
Shares 7,214 Value ($000) $231 Avg Close — Range —
Q1 2016
Shares 8,898 Value ($000) $239 Avg Close — Range —
Q4 2015
Shares 10,978 Value ($000) $289 Avg Close — Range —