ALPS ETF TR

Ticker: IDOG CUSIP: 00162Q718 Class: INTL SEC DV DOG

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 550 Value ($000) $11 Avg Close — Range —

Q3 2019

Shares 534 Value ($000) $14 Avg Close — Range —

Q2 2019

Shares 530 Value ($000) $13 Avg Close — Range —

Q1 2019

Shares 521 Value ($000) $14 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	550	$11	—	—
Q3 2019	534	$14	—	—
Q2 2019	530	$13	—	—
Q1 2019	521	$14	—	—