ALPS ETF TR

CUSIP: 00162Q734 Class: US EQTHIVOLPT WR

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 12,758 Value ($000) $255 Avg Close — Range —
Q4 2015
Shares 16,612 Value ($000) $347 Avg Close — Range —
Q3 2015
Shares 17,372 Value ($000) $364 Avg Close — Range —
Q2 2015
Shares 19,729 Value ($000) $457 Avg Close — Range —
Q1 2015
Shares 20,164 Value ($000) $474 Avg Close — Range —
Q4 2014
Shares 18,676 Value ($000) $434 Avg Close — Range —
Q3 2014
Shares 17,386 Value ($000) $421 Avg Close — Range —
Q2 2014
Shares 16,583 Value ($000) $406 Avg Close — Range —
Q1 2014
Shares 16,895 Value ($000) $425 Avg Close — Range —