ALPS ETF TR

CUSIP: 00162Q734 Class: US EQTHIVOLPT WR

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 535,574 Value ($000) $13,127 Avg Close — Range —
Q1 2014
Shares 340,899 Value ($000) $8,577 Avg Close — Range —
Q4 2013
Shares 149,499 Value ($000) $3,808 Avg Close — Range —
Q3 2013
Shares 29,968 Value ($000) $775 Avg Close — Range —