ALPS ETF TR

CUSIP: 00162Q734 Class: US EQTHIVOLPT WR

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 41,124 Value ($000) $798 Avg Close — Range —
Q4 2016
Shares 46,705 Value ($000) $909 Avg Close — Range —
Q3 2016
Shares 43,356 Value ($000) $857 Avg Close — Range —
Q2 2016
Shares 50,647 Value ($000) $984 Avg Close — Range —
Q1 2016
Shares 134,098 Value ($000) $2,677 Avg Close — Range —
Q4 2015
Shares 125,280 Value ($000) $2,630 Avg Close — Range —
Q3 2015
Shares 65,152 Value ($000) $1,390 Avg Close — Range —
Q2 2015
Shares 73,559 Value ($000) $1,687 Avg Close — Range —
Q1 2015
Shares 69,520 Value ($000) $1,638 Avg Close — Range —
Q4 2014
Shares 55,900 Value ($000) $1,300 Avg Close — Range —
Q3 2014
Shares 46,296 Value ($000) $1,115 Avg Close — Range —
Q2 2014
Shares 38,382 Value ($000) $941 Avg Close — Range —
Q4 2013
Shares 141,602 Value ($000) $3,607 Avg Close — Range —
Q3 2013
Shares 103,048 Value ($000) $2,665 Avg Close — Range —
Q2 2013
Shares 12,532 Value ($000) $319 Avg Close — Range —