ALPS ETF TR

CUSIP: 00162Q734 Class: US EQTHIVOLPT WR

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 24,133 Value ($000) $607 Avg Close — Range —
Q4 2013
Shares 14,312 Value ($000) $365 Avg Close — Range —