ALPS ETF TR

CUSIP: 00162Q734 Class: US EQTHIVOLPT WR

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,615 Value ($000) $33 Avg Close — Range —
Q2 2015
Shares 2,100 Value ($000) $48 Avg Close — Range —
Q4 2013
Shares 100 Value ($000) $3 Avg Close — Range —