ALPS ETF TR

Ticker: RIGS CUSIP: 00162Q783 Class: ETF

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 10,885 Value ($000) $263 Avg Close — Range —
Q3 2015
Shares 10,787 Value ($000) $260 Avg Close — Range —