ALPS ETF TR

CUSIP: 00162Q791 Class: VELOSH VOLA HDGD

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 282,453 Value ($000) $8,431 Avg Close — Range —
Q2 2014
Shares 165,783 Value ($000) $4,957 Avg Close — Range —