ALPS ETF TR

CUSIP: 00162Q817 Class: VELOSH TAIL RISK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 37,084 Value ($000) $992 Avg Close — Range —
Q1 2016
Shares 66,914 Value ($000) $1,807 Avg Close — Range —
Q4 2015
Shares 63,138 Value ($000) $1,696 Avg Close — Range —