ALPS ETF TR

CUSIP: 00162Q866 Class: COM

BANK OF NOVA SCOTIA's Holding History (CIK: 0000009631)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 10,478 Value ($000) $200 Avg Close — Range —
Q2 2014
Shares 31,466 Value ($000) $597 Avg Close — Range —
Q1 2014
Shares 40,356 Value ($000) $712 Avg Close — Range —
Q4 2013
Shares 40,588 Value ($000) $722 Avg Close — Range —
Q3 2013
Shares 41,010 Value ($000) $721 Avg Close — Range —
Q2 2013
Shares 42,108 Value ($000) $751 Avg Close — Range —
Q1 2013
Shares 11,072 Value ($000) $189 Avg Close — Range —