ALPS ETF TR

CUSIP: 00162Q866 Class: COM

RESOURCES MANAGEMENT CORP /CT/ /ADV's Holding History (CIK: 0000749044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 476 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 952 Value ($000) $10 Avg Close — Range —