ALPS ETF TR

CUSIP: 00162Q866 Class: COM

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 182,588 Value ($000) $1,594 Avg Close — Range —
Q2 2017
Shares 517,380 Value ($000) $6,188 Avg Close — Range —